Mathematical Assessment of the Roles of Vaccination and Pap Screening on the Burden of HPV and Related Cancers in Korea
1https://ror.org/047s2c258grid.164295.d0000 0001 0941 7177Department of Mathematics, University of Maryland, College Park, 20742 MD, USA
2https://ror.org/047s2c258grid.164295.d0000 0001 0941 7177Department of Mathematics, University of Maryland, College Park, 20742 MD, USA; University of Maryland Institute for Health Computing, North Bethesda, 20852 MD, USA; https://ror.org/00g0p6g84grid.49697.350000 0001 2107 2298Department of Mathematics and Applied Mathematics, University of Pretoria, 0002 Pretoria, South Africa
* Corresponding author.
Meridian J. Math. Sci. 2025, 11(1), 182; https://doi.org/10.58301/n0f7a104
Abstract
This study is based on using a novel sex-structured mathematical model to assess the effectiveness of vaccination and Pap screening against HPV and related cancers in South Korea. In addition to its disease-free equilibrium (DFE) being locally-asymptotically stable when the associated control reproduction number is less than one, the model could have one or three endemic equilibria, for a special case with negligible disease-induced mortality, if the reproduction number exceeds one. It’s shown, using a Krasnoselskii sublinearity argument, that this special case has a unique and locally-asymptotically stable endemic equilibrium, when the reproduction number is larger than one, if, additionally, the HPV vaccine is assumed to be perfect. The DFE of a simplified version of the model, which is calibrated using HPV-related cancer data in Korea, is globally-asymptotically stable when its reproduction number is less than one. Simulations of the full model showed that, although vaccine-derived herd immunity (needed for HPV elimination) cannot be achieved in Korea under the current vaccination coverage of females (of 88%), it can be achieved if, additionally, at least 65% of males are vaccinated at steady-state. While the current combined vaccination-screening strategy (termed Strategy A) will fail to eliminate HPV, extended strategies that include increased coverage of female vaccination (termed Strategy B) or additionally vaccinating boys (termed Strategy C) could lead to such elimination in Korea. The implementation of boys-only vaccination strategy induces a significant spillover benefit in reducing cervical cancer burden, which exceeds the corresponding spillover benefit achieved by implementing a girls-only vaccination strategy.
Introduction
While cervical cancer is the fourth most frequent female cancer globally (there were 661,021 new cervical cancer cases and 348,189 fatalities globally in the year 2022 alone (Bray et al. 2024)), it is the third most frequent in the 15-44-year female age group in South Korea (there were 3,218 new cervical cancer cases and 1,018 fatalities in South Korea in the year 2020 (Bruni et al. 2023)). Cervical cancer is one of the top three cancers in females under the age of 45 globally, and the average ages for cervical cancer diagnosis and death are 53 years and 59 years, respectively (Arbyn et al. 2020). The burden of the cervical cancer disproportionately affects resource-limited countries that have lack of availability and access to screening, vaccination, and treatment measures (Bray et al. 2024).
Virtually all cervical cancer cases are caused by HPV(Human Papillomavirus) (Walboomers et al. 1999), which is transmitted primarily through skin-to-skin or mucosa-to-mucosa sexual contacts (Schiffman et al. 2007). Among the more than 200 serotypes of HPV, the most prevalent serotypes are HPV-16 and HPV-18, which are high-risk oncogenic types that are found in 70% of cervical cancer cases (Smith et al. 2007). The oncogenic types HPV-31/33/35/45/52/58 are the next most common serotypes that account for additional 20% of cervical cancers globally (Clifford et al. 2006). These high-risk oncogenic types cause the most pre-cancerous lesions and cancers in humans. On the other hand, HPV-6 and HPV-11 are low-risk non-oncogenic types that are responsible for 90% of genital warts (Walboomers et al. 1999). Although 70-90% of sexually active adults contract HPV at least once during their lifetime (Bosch and de Sanjose 2003; Chesson et al. 2014), 90% of HPV infections clear naturally within 2 years (Schiffman et al. 2007). HPV persists in the remaining 10%, increasing the risk of developing pre-cancerous lesions and cancer in these individuals (Bulkmans et al. 2007; Schiffman et al. 2007). Empirical studies in the US and Netherlands show that males recover faster from HPV infection than females (Giuliano et al. 2008a; Moscicki et al. 2004, 1998), and persistent infection is more common in females than in males (Van Doornum et al. 1994). This explains, in part, the higher HPV prevalence and number of HPV-related cancer cases in females than in males in South Korea (National Cancer Center Korea Central Cancer Registry 2022; Shin et al. 2004). The pre-cancer stage of the natural history of HPV is referred to as intraepithelial neoplasia. The cervical intraepithelial neoplasia (CIN) stage is divided into three grades, namely CIN1, CIN2, and CIN3, depending on the extent of the abnormalities (IARC 1995), and the risk of developing invasive cervical cancer is higher for higher grades of CIN (IARC 1995; Schiffman et al. 2007). Similarly, intraepithelial neoplasia in males (INM) is divided into three stages (INM1, INM2, and INM3), and leads to various cancers in males (such as anal and penile cancers) (IARC 1995).
Although the risk posed by the cervical cancer has been the major driving force of the studies on the HPV dynamics, HPV is also responsible for 88% of anal cancer, 50% of penile cancer, and 30.8% of oropharyngeal cancer cases globally, exerting burden on both females and males (de Martel et al. 2017). In South Korea, HPV-related male cancer cases tripled in the past 20 years, reaching 573 new cases in 2020 (National Cancer Center Korea Central Cancer Registry 2022). An empirical study in the US, Mexico, and Brazil reported that 65.2% of asymptomatic males in the age group of 18-70 have HPV DNA in the genital area (Giuliano et al. 2008b). Major risk factors for HPV infection include anal intercourse and contraction of other sexually-transmitted infections (STIs) (Chin-Hong Peter et al. 2004; Hernandez et al. 2008; Kyo et al. 1994; Lee et al. 2016; Marra et al. 2018), hence men who have sex with men (MSM) is one of the main risk groups of HPV infection among sexually active individuals (Chin-Hong Peter et al. 2004; Lee et al. 2016; Marra et al. 2018).
Three HPV vaccines have been approved for use in females of age 9-45 and males of age 9-26 in South Korea; the bivalent (Cervarix®, preventing HPV 16/18), quadrivalent (Gardasil®, preventing HPV 16/18/6/11), and 9-valent (Gardasil9®, preventing HPV 16/18/6/11/31/33/45/52/58) vaccines, which were approved in 2008, 2007, and 2016, respectively. The 9-valent vaccine (Gardasil9®) provides the broadest coverage of HPV types, covering 9 HPV types, and costs about $287.54 per dose in the United States in 2024 (CDC 2024) (it costs about $150 per dose in South Korea (Choi et al. 2022)). All three vaccines protect against HPV infection with over 90% efficacy if used prior to HPV exposure, and offer protection against precancerous lesions (Cheng et al. 2020). People of age 9-14 are recommended to get 2 doses, while those of age 15-26 are recommended to get 3 doses of the vaccine (World Health Organization 2022). In South Korea, the HPV National Immunization Program (NIP) began in June 2016, offering 2 doses of bivalent(Cervarix®) or quadrivalent(Gardasil®) vaccines to girls of age 12. The routine HPV immunization program in Korea was expanded to cover girls of ages 12-17 in 2022. In 2016, before the onset of the NIP, 23.1% of Korean females aged 9-59 years received the first dose of HPV vaccine (Choi et al. 2022). In 2018 (two years after the implementation of the NIP), however, 82.3% of 12-year-old girls received the first dose of HPV vaccine in Korea (Kim et al. 2018). This is still relatively low compared to the 91-98% coverage of infant vaccination series against childhood diseases covered by the NIP in South Korea (KCDC Center for Infectious Disease Control 2023).
Papanicolaou test (Pap test) is widely used as the primary method of screening for cervical cancer in countries with organized screening programs, allowing for early detection and treatment of pre-cancerous lesions, thereby reducing the incidence and mortality of cervical cancer (Devesa et al. 1989; Lim and Yoo 2019; Min et al. 2015). Some empirical studies suggest the utility of using HPV DNA test (such as, Hybrid Capture 2 and PCR-based methods) as an alternative or adjunctive screening method to the Pap test (Reid et al. 1991; Denny and Wright 2005). However, South Korea does not recommend it as a standalone test, due to its low specificity, high cost, and high variability of its performance (Lim and Yoo 2019). In contrast, Pap test (conventional Pap smear or liquid-based cytology) is implemented in South Korea, with the Korean Society for Cytopathology entrusted with managing the quality control of its nationwide implementation (Lim and Yoo 2019; Lee et al. 2008). South Korea started offering free Pap screening, as a part of the National Cancer Screening Program (NCSP), to females over age 30 every 2 years in 2002, and then extended to females over age 20 since 2016 (Shin et al. 2022). The national cervical cancer screening guideline in South Korea (2015) suggests that females over age 20 receive Pap test every 3 years, with the option of combining Pap test with HPV test in consideration of clinical decision for individual risk and preference (Min et al. 2015). The guideline also states that the screening can terminate at the age of 74 if more than 3 consecutive cytology results are negative within 10 years (Min et al. 2015). The Korean National Cancer Screening Survey reported that the Pap screening coverage in Korea during the period 2005-2020 was 61% on average (Shin et al. 2022).
Numerous mathematical models, typically in the form of a deterministic system of nonlinear differential equations, have been developed and used to study the natural history of HPV (Elbasha and Galvani 2005; Gao et al. 2021) and its progression to associated cancers (Alsaleh and Gumel 2014; Choi and Shim 2024; Elbasha et al. 2007; Goldie et al. 2007, 2008; Javame and Gumel 2016; Malik et al. 2013; Milwid et al. 2018). For instance, Elbasha and Galvani (Elbasha and Galvani 2005) examined the impact of vaccination on the dynamics of two types of HPV in a community. (Gao et al. 2021) developed and analyzed a model for HPV dynamics that includes vaccination in both the heterosexual and the MSM populations. (Alsaleh and Gumel 2014) developed and analyzed a 29-dimensional risk-structured model for HPV dynamics, computing optimal vaccination coverage level. Some mathematical models were also developed and used to investigate the cost-effectiveness of different HPV vaccination strategies (Choi and Shim 2024; Cody et al. 2021; Elbasha et al. 2007; Goldie et al. 2007, 2008). Furthermore, while (Javame and Gumel 2016) investigated the effects of Pap screening on the prevalence of HPV and related cancers, other studies (such as those in (Malik et al. 2013; Milwid et al. 2018)) examined the effects of both the vaccination and Pap screening programs against HPV and related cancers in a community.
The purpose of the current study is to extend some of the previous modeling studies to quantify the combined population-level impacts of vaccination and Pap screening against HPV and HPV-related cancers in South Korea. Specifically, the main objective of this study is to assess whether or not the existing control resources (i.e., vaccination and Pap screening, under current levels of coverage and efficacy) will be sufficient to significantly curtail the incidence and burden of HPV and HPV-related cancers in the main high-risk groups in South Korea. The effectiveness of various control strategies will also be theoretically assessed. The paper is organized as follows. The vaccination and Pap screening model for the transmission of HPV is formulated in Section 2. Detailed qualitative analysis (with respect to the existence and asymptotic stability of its disease-free and endemic equilibria) of the model are carried out in this section. In order to calibrate the model and estimate its unknown parameters, a simplified version of the model without Pap screening and with the three CIN and INM stages lumped into one compartment, is considered in Section 3. The calibration and qualitative analysis of this simplified version of the model are also described and presented in this section. Detailed global sensitivity analysis for the full model with vaccination and Pap screening (based on the values of the unknown parameters estimated from the fitting of the reduced model) is carried out in Section 4 to determine the most influential parameters of the full vaccination and Pap screening model. Numerical simulations of this model are carried out in Section 5. Concluding remarks and discussion are presented in Section 6.
Formulation of Vaccination and Pap Screening Model
Females with undetected CIN1 (i.e., those in the class) transition out of this class at a rate , and a proportion, , of these individuals recover (at a rate ), another proportion, , are detected via Pap screening and move to the detected CIN1 class (at a rate ), and, finally, the remaining proportion, , progress to the undetected CIN2 class (at a rate ). Females with undetected CIN2 (i.e., those in the class) leave this class at a rate . A proportion, , of these individuals recover (at a rate ), another proportion, , regress to the undetected CIN1 class (at a rate ), a proportion, , are detected via Pap screening and move to the detected CIN2 class (at a rate ), and the remaining proportion, , progress to the undetected CIN3 class (at a rate ). Females with undetected CIN3 (i.e., those in the class) leave this class at a rate . A proportion, , of these individuals recover (at a rate ), a proportion, , regress to the undetected CIN2 class (at a rate ), a proportion, , are detected via Pap screening and move to the detected CIN3 class (at a rate ), and the remaining proportion, , progress to the undetected cervical cancer class (at a rate ). Females with detected CIN1 (i.e., those in the class) transition out of this class at a rate . A proportion, , of these individuals recover (at a rate ), and the remaining proportion, , progress to the detected CIN2 class (at a rate ). Females with detected CIN2 (i.e., those in the class) leave this class at a rate . A proportion, , of these individuals recover (at a rate ), a proportion, , regress to the detected CIN1 class (at a rate ), and the remaining proportion, , progress to the detected CIN3 class (at a rate ). Females with detected CIN3 (i.e., those in the class) leave this class at a rate . A proportion, , of these individuals recover (at a rate ), a proportion, , regress to the detected CIN2 class (at a rate ), and the remaining proportion, , progress to the detected cervical cancer class (at a rate ). Females with undetected cervical cancer (i.e., those in the class) recover from cancer at a rate , are detected via Pap screening and move to the detected cervical cancer class at a rate , or die of cancer at a rate . Females with detected cervical cancer (i.e., those in the class) recover from cervical cancer at a rate , or die of cancer at a rate .
The population of sexually active unvaccinated susceptible males () is increased by recruitment at a rate (where the proportion is vaccinated against HPV), and is decreased by the acquisition of HPV infection (at the rate ), catch-up vaccination (at a rate ), and natural death (at the rate ). The population of vaccinated susceptible males () is increased by the cohort (at the rate ) and catch-up (at the rate ) vaccination. Breakthrough infection occurs at the rate . Exposed/pre-symptomatic infectious males (i.e., those in the class) develop clinical symptoms of HPV at a rate . Symptomatic infectious males (i.e., those in the class) leave this class at a rate . A proportion, , of these individuals recover (at a rate ), and the remaining proportion, , progress to persistent infection (at a rate ). Males with persistent HPV infection (i.e., those in the class) leave this class at a rate . A proportion, , of these individuals recover (at a rate ), and the remaining proportion, , move to the undetected CIN1 class (at a rate ). Males with INM1 (i.e., those in the class) transition out of this class at a rate . A proportion, , of these individuals recover (at a rate ), and the remaining proportion, , progress to the INM2 class (at a rate ). Males with INM2 (i.e., those in the class) leave this class at a rate . A proportion, , of these individuals recover (at a rate ), a proportion, , regress to the INM1 class (at a rate ), and the remaining proportion, , progress to the INM3 class (at a rate ). Males with INM3 (i.e., those in the class) leave this class at a rate . A proportion, , of these individuals recover (at a rate ), a proportion, , regress to the INM2 class (at a rate ), and the remaining proportion, , progress to the HPV-related cancer class (at a rate ). Males with HPV-related cancer (i.e., those in the class) recover from cancer at a rate .
(i) Homogeneous mixing (i.e., every sexually active heterosexual individual is equally likely to mix with, and have sexual contact, with every other sexually active heterosexual individual)
(ii) Large population size (so that random or stochastic fluctuations can be ignored)
(iii) Exponentially-distributed waiting times in each epidemiological compartment
(iv) No prior immunity against HPV infection (i.e., no maternal immunity) and recovery from previous HPV infection induces permanent immunity against the acquisition of future infections (Elbasha and Galvani 2005; Malik et al. 2013)
(v) Immunity derived from HPV vaccine does not wane during the period of consideration for the current study (i.e., during the simulation period considered in this study) (Elbasha 2007)
(vi) Individuals in the detected CIN stages () are females who got detected for their pre-cancerous lesions during the regular Pap screening performed in the population (South Korea) every 2 years (Shin et al. 2022)
(vii) Males do not die of HPV-related cancers (although males die of anal, penile, or oropharyngeal cancers, the rates of occurrence of these deaths are quite negligible compared to deaths due to HPV-related cancers in females (Bray et al. 2024; de Martel et al. 2017)).
including both cohort and catch-up vaccination for sexually active unvaccinated susceptible females and males (only cohort vaccination is considered in (Alsaleh and Gumel 2014; Elbasha 2007; Elbasha and Galvani 2005; Javame and Gumel 2016; Malik et al. 2013))
incorporating multiple grades of pre-cancerous lesions (CIN for females, INM for heterosexual males) in the HPV dynamics (pre-cancerous stages are not included in (Elbasha 2007; Elbasha and Galvani 2005), and only CIN stages for females are included in (Malik et al. 2013))
allowing for regression from grade i to grade ( and 3) of the pre-cancerous CIN and INM stages for females and males, respectively (regression of detected pre-cancerous lesions are not included in (Javame and Gumel 2016), regression from grade 3 to grade 2 is not included in (Malik et al. 2013), and regression of undetected pre-cancerous lesions from grade 3 to grade 2 are not included in (Milwid et al. 2018))
allowing for HPV transmission by individuals in the pre-cancerous stages (this is not included in (Alsaleh and Gumel 2014; Malik et al. 2013), and HPV transmission by individuals with CIN3 is not included in (Milwid et al. 2018))
including a class of exposed (pre-symptomatic infectious) individuals (females and males), and allowing for HPV transmission by these individuals (no exposed class is included in (Elbasha 2007; Elbasha and Galvani 2005; Malik et al. 2013; Milwid et al. 2018))
Fig. 1 Schematic diagram of the model (2.5).
Basic qualitative properties
The basic qualitative properties of the model (2.5) will now be explored to assess its well-posedness. Specifically, the non-negativity, boundedness, and invariance of its solutions will be explored. We claim the following result (the proof of Lemma 2.1 is given in Appendix A).
Lemma 2.1
Consider the model (2.5) with non-negative initial conditions and strict positivity condition for the initial values of , and (i.e., , and ). Then, all solutions of the model remain non-negative for all time .
We claim the following result.
Lemma 2.2
The region is positively invariant with respect to the flow generated by the model (2.5), and attracts all solutions of the model. Furthermore, all solutions of the model are bounded for all time .
Proof
Since the region is positively invariant and attracting, it can be concluded that the model (2.5) is well-posed mathematically and epidemiologically in the region . Hence, it is sufficient to study the dynamics of the model in the invariant and attracting region (Hethcote 2000).
Existence and local asymptotic stability of equilibria of the model (2.5)
Disease-free equilibrium (DFE)
Theorem 2.3
The DFE, , of the model (2.5) is locally-asymptotically stable if , and unstable if
Table 9 Baseline values of the parameters for the full model (2.5)
| Parameter | Baseline Value (per year) | Source |
|---|---|---|
| , | 358000, 372000 | (Statistics Korea 2000) |
| 1/65 | (Malik et al. 2013) | |
| , | 0.05 (dimensionless), 0.01 | (Choi et al. 2022) |
| , | 0 (dimensionless), 0 | Assumed |
| 2 | (Podder and Gumel 2009) | |
| From value of above | ||
| 0.72 (dimensionless) | Derived from (Podder and Gumel 2009) | |
| (dimensionless) | Derived from (Podder and Gumel 2009) | |
| 0.5 (dimensionless) | (Javame and Gumel 2016) | |
| 0.9 (dimensionless) | (Javame and Gumel 2016) | |
| 1.5 (dimensionless) | (Javame and Gumel 2016) | |
| 0.05 (dimensionless) | Assumed | |
| 1.5 (dimensionless) | (Javame and Gumel 2016) | |
| 0.95 (dimensionless) | (Malik et al. 2013) | |
| 3 | (Javame and Gumel 2016) | |
| 0.017 | (Javame and Gumel 2016) | |
| 0.0076 | (Javame and Gumel 2016) and fitted value of | |
| 0.07 | (Javame and Gumel 2016) | |
| 0.03 | (Javame and Gumel 2016) and fitted value of | |
| 0.33 | Derived from model (3.1) | |
| 0.14 | (Elbasha et al. 2007) | |
| 0.14 | Derived from model (3.1) and fitted value of | |
| 0.33 | Derived from model (3.1) | |
| 0.14 | (Elbasha et al. 2007) | |
| 0.14 | Derived from model (3.1) and fitted value of | |
| 0.98 | Derived from model (3.1) | |
| 0.42 | (Elbasha et al. 2007) | |
| 0.43 | Derived from model (3.1) and fitted value of | |
| 0.133 | (Elbasha et al. 2007) | |
| 0.133 | (Elbasha et al. 2007) | |
| 0.03 | (Elbasha et al. 2007) | |
| 0.03 | (Elbasha et al. 2007) | |
| , , | 0.18, 0.24, 0.24 | Derived from (Shin et al. 2022; Malik et al. 2013) |
| 0.24 | Derived from (Shin et al. 2022; Malik et al. 2013) | |
| 0.495 | (Malik et al. 2013) | |
| 0.625 | (Malik et al. 2013) and fitted value of | |
| 0.05 | (Javame and Gumel 2016) | |
| 0.063 | (Javame and Gumel 2016) and fitted value of | |
| 0.01 | (Javame and Gumel 2016) | |
| 0.13 | (Malik et al. 2013) | |
| 0.013 | (Javame and Gumel 2016) and fitted value of | |
| 0.5, 0.63 | (Javame and Gumel 2016) | |
| 0.63 | (Javame and Gumel 2016) and fitted value of | |
| 0.23, 0.023 | (Ministry of Health and Welfare 2021) |
Using the baseline values of the parameters of the model (2.5), given in Table 9, it can be seen that the the control () and basic () reproduction numbers for South Korea before the implementation of the National Immunization Program for HPV in 2016 are and (this value of is within the range of for HPV reported in (Baussano et al. 2018)), respectively. In other words, based on the HPV vaccination coverage for females in Korea before the implementation of the National Immunization Program (estimated to be about 42% (Choi et al. 2022)) and the baseline Pap screening coverage (estimated to be about 61%), HPV (and associated cancers) will continue to persist in Korea (since is about 4, and the pre-NIP vaccination and Pap screening only reduce by about 23%). However, for post-NIP vaccination (where the vaccination coverage for females in Korea is estimated to be 88% (Choi et al. 2022; Kim et al. 2018)), the baseline value of is 1.6181, which represents a 59% reduction of the basic reproduction number, . Here, too, HPV will persist (since ), albeit HPV burden will be significantly reduced, in comparison to the pre-NIP era.
Fig. 2 (a) Three-dimensional and (b) contour plot of the control reproduction number, , of the model (2.5), as a function of vaccine coverage of females at steady-state () and vaccine coverage of males at steady-state (), for vaccine efficacy . The white curve represents the 1-level set . The other parameter values used to generate the plots are as given in Table 9.
Theorem 2.4
The DFE, , of the model (2.5) is locally-asymptotically stable if (i.e., ), and unstable if (i.e., ).
Theorem 2.4 implies that HPV will be eliminated in Korea if the proportion of males vaccinated at steady-state exceeds the herd immunity threshold value . In other words, Theorem 2.4 shows that, using the post-NIP vaccination coverage for females (i.e., ) and the other parameters of the model (2.5) maintained at their baseline values given in Table 9, vaccine-derived herd immunity can be achieved in Korea by vaccinating 65% of males (i.e., for Korea). However, if males are not vaccinated (i.e., ), then, (i.e., in this case, at least 99% of females must be vaccinated to achieve herd immunity, and, consequently, eliminate the disease).
Fig. 3 (a) The level set (shown in solid blue curve) for the model (2.5), as a function of steady-state vaccination coverage for females () and males (), showing some of the, among the infinitely many, pairs that fall on the level set. (b) Geometric interpretation of the constrained optimization problem (2.14) associated with the model. The optimal solution in the feasible (shaded gray) set that minimizes is the point (i.e., the point in the shaded region that intersects the blue line, which is the line closest to the origin among the infinitely many lines with slope , which also intersect the feasible set). The parameter values used to generate this figure are as given in Table 9.
Existence and local asymptotic stability of endemic equilibria: special case
Theorem 2.5
The special case of the model (2.5), with , has one or three positive endemic equilibria whenever and no endemic equilibrium whenever
Table 4 Number of possible positive real roots of the polynomial (2.20) for values of the control reproduction number, , greater, equal to, or less than one
| Case | Number of sign changes | Number of possible positive real roots | ||||||
|---|---|---|---|---|---|---|---|---|
| 1 | − | 1 | 1 | |||||
| 2 | − | − | 1 | 1 | ||||
| 3 | − | − | 3 | 1 or 3 | ||||
| 4 | − | − | − | 1 | 1 | |||
| 5 | − | − | 3 | 1 or 3 | ||||
| 6 | − | − | − | 3 | 1 or 3 | |||
| 7 | − | − | − | 3 | 1 or 3 | |||
| 8 | − | − | − | − | 1 | 1 | ||
| 9 | 0 | 0 | 0 | |||||
| 10 | 0 | 0 | ||||||
In order to explore the local asymptotic stability of an endemic equilibrium of the aforementioned special case of the model (2.5), an additional assumption of perfect vaccine efficacy () is made. Although also made for mathematical tractability, this additional assumption can be justified considering the fact that the HPV vaccines currently being used in Korea (Cervarix® and Gardasil®) are highly efficacious, with efficacy above 90% (Cheng et al. 2020).
It is convenient to define . We claim the following result.
Theorem 2.6
The special case of the model (2.5) with no cancer-induced mortality in females (i.e., ) and with perfect vaccine protective efficacy (i.e., ) has a unique endemic equilibrium that is locally-asymptotically stable whenever .
Fig. 4 Simulations of the special case of the model (2.5) with and , showing convergence of initial solutions to the unique endemic equilibrium when . Parameter values used in the simulations are as given in Table 9, with and (so that, ).
Calibration and Analysis of Simplified Model: No Screening
Table 5 Description of parameters of the simplified model (3.1) with modified description.
| Parameter | Description |
|---|---|
| Modification parameter for infectiousness of , in comparison to the infectiousness of | |
| Modification parameter for infectiousness of in comparison to | |
| Rate at which females (males) leave the CIN (INM) class | |
| Recovery rate of cervical cancer for females | |
| Mortality rate of females due to cervical cancer | |
| Proportion of females with CIN that recover | |
| Proportion of females with CIN that progress to cervical cancer | |
| Proportion of males with INM that recover | |
| Proportion of males with INM that progress to HPV-related cancer |
Table 1 Description of the state variables of the model (2.5).
| State variable () | Description () |
|---|---|
| Number of unvaccinated susceptible females (males) | |
| Number of vaccinated susceptible females (males) | |
| Number of exposed/pre-symptomatic infectious females (males) | |
| Number of symptomatic infectious females (males) | |
| Number of females (males) with persistent infection | |
| Number of females having undetected CIN of grade i | |
| Number of females having detected CIN of grade i | |
| Number of males having INM of grade i | |
| Number of females having undetected cervical cancer | |
| Number of females having detected cervical cancer | |
| Number of males having HPV-related cancers | |
| Number of females (males) recovered from cancer | |
| Number of females (males) recovered from HPV infection before developing cancer |
Table 2 Description of the parameters of the model (2.5).
| Parameter | Description () |
|---|---|
| Recruitment rate of sexually active females (males) | |
| Proportion of new sexually active females (males) vaccinated | |
| Catch-up vaccination rate of females (males) | |
| Average duration of sexual activity | |
| Average number of sexual partners of females (males) per year | |
| Transmission probability from infected males (females) to susceptible females (males) per partnership | |
| Modification parameter for infectiousness of in comparison to | |
| Modification parameter for infectiousness of in comparison to | |
| Modification parameter for infectiousness of in comparison to | |
| Modification parameter for infectiousness of in comparison to | |
| Modification parameter for infectiousness of in comparison to | |
| Efficacy of bivalent Cervarix® (quadrivalent Gardasil®) vaccine | |
| Rate of symptom development of females (males) | |
| Rate at which females (males) leave the symptomatic infectious class | |
| Rate at which females (males) leave the persistent infection class | |
| Rate at which females leave the undetected CIN1, CIN2, CIN3 class | |
| Rate at which females leave the detected CIN1, CIN2, CIN3 class | |
| Rate at which males leave the INM1, INM2, INM3 class | |
| Detection rate of cancer in females | |
| Recovery rate of undetected (detected) cancer for females | |
| Recovery rate of cancer for males | |
| Mortality rate for females with undetected (detected) cervical cancer |
Table 3 Epidemiological proportions associated with some of the parameters of the model (2.5) described in Table 2.
| Parameter | Description |
|---|---|
| Proportion of symptomatic infectious females (males) that recover | |
| Proportion of symptomatic infectious females that progress to persistent infection | |
| Proportion of symptomatic infectious males that progress to persistent infection | |
| Proportion of persistently infected females (males) that recover | |
| Proportion of persistently infected females that progress to undetected CIN1 | |
| Proportion of persistently infected males that progress to INM1 | |
| Proportion of females with undetected CIN1 that recover naturally | |
| Proportion of females with undetected CIN1 that get detected for CIN | |
| Proportion of females with undetected CIN1 that progress to undetected CIN2 | |
| Proportion of females with undetected CIN2 that recover naturally | |
| Proportion of females with undetected CIN2 that regress to undetected CIN1 | |
| Proportion of females with undetected CIN2 that get detected for CIN | |
| Proportion of females with undetected CIN2 that progress to undetected CIN3 | |
| Proportion of females with undetected CIN3 that recover naturally | |
| Proportion of females with undetected CIN3 that regress to undetected CIN2 | |
| Proportion of females with undetected CIN3 that get detected for CIN | |
| Proportion of females with undetected CIN3 that progress to undetected cancer | |
| Proportion of females with detected CIN1 that recover | |
| Proportion of females with detected CIN1 that progress to detected CIN2 | |
| Proportion of females with detected CIN2 that recover | |
| Proportion of females with detected CIN2 that regress to detected CIN1 | |
| Proportion of females with detected CIN2 that progress to detected CIN3 | |
| Proportion of females with detected CIN3 that recover | |
| Proportion of females with detected CIN3 that regress to detected CIN2 | |
| Proportion of females with detected CIN3 that progress to detected cancer | |
| Proportion of males with INM1 that recover | |
| Proportion of males with INM1 that progress to INM2 | |
| Proportion of males with INM2 that recover | |
| Proportion of males with INM2 that regress to INM1 | |
| Proportion of males with INM2 that progress to INM3 | |
| Proportion of males with INM3 that recover | |
| Proportion of males with INM3 that regress to INM2 | |
| Proportion of males with INM3 that progress to HPV-related cancer |
Theorem 3.1
The DFE, , of the simplified model (3.1) is locally-asymptotically stable if and unstable if
This local asymptotic stability result (Theorem 3.1) is extended to the global asymptotic stability of the DFE of the special case of the simplified model with negligible disease-induced mortality (i.e., the model (3.1) with ). It is convenient to define the DFE of the special case of the simplified model (3.1) by . The following result will be needed in proving the global asymptotic stability of the DFE, .
Lemma 3.2
Proof
We claim the following result (the proof, which is based on using a standard comparison theorem (Lakshmikantham et al. 2016), is given in Appendix E.2):
Theorem 3.3
The DFE, , of the special case of the simplified model (3.1) with negligible disease-induced mortality (i.e., ) is globally-asymptotically stable in whenever .
Unlike in the case of Theorem 3.1 (where the effective control of the disease when depends on the initial number of infected individuals being within the basin of attraction of the DFE of the simplified model), the epidemiological implication of Theorem 3.3 is that bringing the control reproduction number of the aforementioned special case of the simplified model below one is necessary and sufficient for the effective control of the disease, regardless of the size of the initial number of infected individuals.
Data fitting and parameter estimation for the simplified model
Although the values of most of the parameters of the full model (2.5) are reliably known from the literature (as tabulated in Table 9) and demographic data from Korea, the values of some of the parameters are not known. These unknown parameters will be estimated by fitting the simplified version of the model (3.1) to the observed cumulative HPV-related cancer cases and mortality in the Republic of Korea, for both females and males, for the period from 1999 to 2020 (National Cancer Center Korea Central Cancer Registry 2022). For fitting purposes, it is assumed that males are not vaccinated (i.e., ) and the vaccination coverage of females remains low ( per year, per year (Choi et al. 2022)) before South Korea started the National Immunization Program (NIP) on HPV in 2016. Furthermore, since HPV is not the only cause of some cancer types (de Martel et al. 2017), an estimate for the average number of cancer cases attributable to HPV (needed for the data fitting) is obtained by taking the weighted average of cancer cases from different cancer sites with their HPV-attributable fraction given in Table 6.
Table 6 HPV-attributable fraction by cancer sites (de Martel et al. 2017)
| Cancer sites (ICD-10 code) | HPV-attributable fraction (%) | Cancer sites (ICD-10 code) | HPV-attributable fraction (%) |
|---|---|---|---|
| Cervix uteri (C53) | 100 | Oropharynx (C01, C09-10) | 30.8 |
| Anus (C21) | 88 | Vulva (C51) | 24.9 |
| Vagina (C52) | 78 | Larynx (C32) | 2.4 |
| Penis (C60) | 50 | Oral cavity (C02-06) | 2.2 |
Table 8 Baseline values of the parameters for the simplified model (3.1)
| Parameter | Baseline Value (per year) | Source / Comment |
|---|---|---|
| , | 358000, 372000 | (Statistics Korea 2000) |
| 1/65 | (Malik et al. 2013) | |
| , | 0.05 (dimensionless), 0.01 | (Choi et al. 2022) |
| , | 0 (dimensionless), 0 | Assumed |
| 2 | (Podder and Gumel 2009) | |
| From the value of above | ||
| 0.72 (dimensionless) | Derived from (Podder and Gumel 2009) | |
| (dimensionless) | Derived from (Podder and Gumel 2009) | |
| 0.5 (dimensionless) | (Javame and Gumel 2016) | |
| 0.9 (dimensionless) | (Javame and Gumel 2016) | |
| 1.5 (dimensionless) | (Javame and Gumel 2016) | |
| 0.95 (dimensionless) | (Malik et al. 2013) | |
| 3 | (Javame and Gumel 2016) | |
| 0.017 | (Javame and Gumel 2016) | |
| 0.0076 | (Javame and Gumel 2016) and fitted value of | |
| 0.07 | (Javame and Gumel 2016) | |
| 0.03 | (Javame and Gumel 2016) and fitted value of | |
| 0.14 | (Malik et al. 2013) | |
| 0.06 | (Malik et al. 2013) and fitted value of | |
| 0.495 | (Malik et al. 2013) | |
| 0.625 | (Malik et al. 2013) and fitted value of | |
| 0.05 | (Javame and Gumel 2016) | |
| 0.063 | (Javame and Gumel 2016) and fitted value of | |
| 0.01 | (Javame and Gumel 2016) | |
| 0.013 | (Javame and Gumel 2016) and fitted value of | |
| 0.5 | (Javame and Gumel 2016) | |
| 0.63 | (Javame and Gumel 2016) and fitted value of | |
| 0.23 | (Ministry of Health and Welfare 2021) |
the effective transmission rate from infected males to susceptible females (;
the effective transmission rate from infected females to susceptible males ();
the ratio () of the progression rates of males (from to , to , and from to ) in comparison to progression rates of females (from to , to , and from to ). This allows us to estimate , and ;
the ratio () of the recovery rates of males (from , , and to ) in comparison to recovery rates of females (from , , and to ). This allows us to estimate , and .
Table 7 Baseline values of estimated (fitted) parameters for the simplified model (3.1)
| Parameter | Estimated Value | CI |
|---|---|---|
| 1.45 per year | (0.91, 1.48) | |
| 2.5 per year | (2.49, 5.57) | |
| 0.42 (dimensionless) | (0.38, 0.44) | |
| 1.24 (dimensionless) | (1.21, 1.58) |
The results of the data fitting of the simplified model is depicted in Figure 5, showing a good fit (). The goodness of the fitting is further corroborated by simulating the simplified model (3.1) using the estimated and fixed parameters (in Tables 7 and 8) to predict the yearly cancer cases and mortality in both females and males, and compare these with the corresponding observed data. The results obtained, depicted in Figure 6, also show a very good prediction. It should be stated that, using the baseline values of the fixed and estimated parameters given in Tables 7 and 8, Equations (3.3) and (3.4) show that the vaccination reproduction number () and the basic reproduction number () of the simplified model (3.1) take the values , and , respectively. Thus, this study shows that the pre-NIP vaccination coverage level (which is what we used to fit the simplified model) will not lead to the effective control of HPV in Korea (since it fails to bring to a value less than one).
Fig. 5 Data fitting of the simplified model (3.1), using cumulative data on the incidence and mortality of HPV-related cancers in females and males in Korea from 1999 to 2020 (National Cancer Center Korea Central Cancer Registry 2022). (a) Cumulative cervical cancer cases in females, (b) Cumulative cervical cancer mortality in females, (c) Cumulative HPV-related cancer cases in males. The first 17 years of data are used for data fitting, the next 5 years of data are used for cross-validation, and the calibrated model (3.1) predicts the next 5 years.
Fig. 6 Simulation of the calibrated model (3.1) using parameters estimated from the cumulative data on the incidence and mortality of HPV-related cancers in females and males in Korea (National Cancer Center Korea Central Cancer Registry 2022). The fixed and fitted parameter values used are as given in Table 8. The shaded regions represent 95% confidence bands propagated from the bootstrap samples of fitted parameters in Table 7. (a) Annual cervical cancer cases in females, (b) Annual cervical cancer mortality in females, (c) Annual HPV-related cancer cases in males.
The baseline values for the fixed and estimated parameters of the simplified model (given in Tables 7 and 8) are used to acquire the baseline values of the remaining parameters of the full model (2.5), as tabulated in Table 9. For instance, the detection rates of females with CIN1, CIN2, and CIN3 (denoted by , , and , respectively) are obtained by multiplying the Pap screening coverage (assumed to be 61% (Shin et al. 2022)) with sensitivity of the Pap test (assumed to be 60% for CIN1 and 78% for CIN2/CIN3 (Van de Velde et al. 2007)), and dividing by the frequency of the Pap test (which, in Korea, is recommended to be every two years for females of age 20 to 74 (Shin et al. 2022)).
Sensitivity Analysis for the Model (2.5)
The model (2.5) contains 62 parameters. Although the baseline values of these parameters are known (either available directly from the literature, or are obtained by fitting the simplified model (3.1) to the available data, as tabulated in Table 9), uncertainties are expected to arise in the estimate of their values. Therefore, it is crucial to evaluate the impact of these uncertainties on the overall outcome of the numerical simulations of the model, and determine which parameters have the most influence on a chosen response function (Blower and Dowlatabadi 1994; Marino et al. 2008; Safdar et al. 2022). The sensitivity analysis entails defining distributions of each parameter and finding the partial rank correlation coefficients (PRCCs) for each parameter in relation to the response function (Blower and Dowlatabadi 1994; Marino et al. 2008; Safdar et al. 2022). PRCC values range from to 1, and a higher magnitude of the PRCC value (typically greater or equal to 0.5 in magnitude) implies a stronger correlation with the response function (Safdar et al. 2022). In addition, parameters with positive PRCC values are positively correlated, while those with negative values are negatively correlated with the response function. To implement the method, a response function is chosen first of all (specifically, the control reproduction number is chosen as the response function), and distribution of each parameter is chosen as uniform distribution with range defined by taking 20% to the left and 20% to the right of the baseline values given in Table 9 (Safdar et al. 2022). It should be mentioned that, since the response function (i.e., the control reproduction number, ) contains 56 of the 62 parameters of the model (2.5), the remaining six parameters of the model (namely, ) do not feature in the sensitivity analysis with respect to . Moreover, the factor fixing approach (Saltelli 2008) was used to determine the parameters that are not influential to the value of . This analysis revealed that the value of is not sensitive to 31 of the 56 parameters in . Consequently, the sensitivity analysis was conducted for the remaining 25 parameters, after the monotonicity of was confirmed in each of them by generating respective scatter plots of as a function of each of the parameters (as depicted in Figure 12 in Appendix F). Specifically, the parameter ranges are divided into 1, 000 sub-intervals of equal length, and parameter sets are chosen from the sub-intervals without replacement. This leads to a matrix, and each row of the matrix is used to calculate the response function . Then, the Pearson correlation coefficient is calculated for each parameter (which implies the degree of influence of each parameter on the response function in the absence of the influence of the other parameters) (Blower and Dowlatabadi 1994; Marino et al. 2008).
Fig. 12 Scatter plots of the control reproduction number, , of the model (2.5), with respect to each of the parameters in included in the sensitivity analysis. For each plot, the other parameter values used are as given in Table 9.
the average number of sexual partners for females per year (; with PRCC = +0.997). It should be stated that the parameter for the average number of sexual partners for males per year () is also highly correlated with the response function, since it is proportional to , by the conservation law (2.3).
the transmission probability of HPV from infected females to susceptible males (; with PRCC = +0.976).
the recovery rate of symptomatic infectious females from HPV infection (; with PRCC ).
the catch-up vaccination rate of females (; with PRCC ).
the recovery rate of symptomatic infectious males from HPV infection (; with PRCC ).
the transmission probability of HPV from infected males to susceptible females (; with PRCC ).
(i) the values of the transmission-related parameters ( and ) can be decreased by implementing public health strategies that encourage safer sexual practices, such as condom use (which reduces and ), and reduction of average number of sexual partners (which reduces and ).
(ii) the values of the recovery-related parameters (, and also ) can be increased by increasing the testing, detection and treatment of individuals with clinical symptoms of HPV.
(iii) the values of the vaccine-related parameters (, and also ) can be increased by increasing the coverage of the HPV vaccine among the target population (the efficacy of both the Cervarix® and Gardasil® vaccine are already very high (Cheng et al. 2020)).
Fig. 7 Partial rank correlation coefficients (PRCCs) of the most significant coefficients (with ) in the chosen response function () of the model (2.5). The baseline values of the parameters used are as given in Table 9, and their ranges are taken to be 20% to the left and 20% to the right of their baseline values, assuming a uniform distribution.
Numerical Simulation and Assessment of Control Strategies
Strategy A: This strategy is based on the post-NIP vaccination strategy (which entails the routine annual vaccination of 80% of girls in the 12-17 year age group), the annual catch-up vaccination of 30,000 females in the 18-26 year age group (which corresponds to the baseline catch-up vaccination coverage of females, calculated using the baseline value of the catch-up vaccination rate parameter for females, , given in Table 9), and the routine Pap screening strategy (which involves the cervical cancer screening of 61% of adult females in the age group 20-74 (Min et al. 2015)). This strategy does not include the vaccination of boys or males.
Strategy B: This is the same as Strategy A (and boys and males are not vaccinated), but with the vaccination coverage for girls increased to 95% (as against the 80% in Strategy A) and the vaccination coverage for the 18-26 year old females increased to 175,000 (as against 30,000 in Strategy A). This increase allows the vaccination coverage of females at the disease-free equilibrium , obtained by solving for from equation (2.12) for the case when , to reach the herd immunity threshold (, as described in Section 2.2.1).
Strategy C: This is the same as Strategy A, but with the annual routine vaccination of 80% of boys in the 12-17 year age group (the catch-up vaccination rate for males, , is set to zero in the numerical simulations).
Disease burden corresponding to each strategy
The control reproduction number, , corresponding to each of the three strategies are tabulated in Table 10, for the cases where Pap screening is at 61% baseline and when it is increased to 90%. It follows from this table that, while the reproduction numbers for Strategies B and C are below one, the reproduction number for Strategy A is above one. In other words, based on the parameter values (tabulated in Table 9 and the caption of Table 10) used in these simulations, HPV can be eliminated under Strategies B and C, but will persist under Strategy A. Thus, the increase in the annual vaccination coverage for girls (from the current post-NIP baseline of 80% to 95%) combined with the increase in the catch-up vaccination coverage for females (from 30,000 to 175,000), corresponding to Strategy B, will significantly alter the trajectory and burden of the disease in Korea (from persistence, as shown for Strategy A, to possible elimination). Hence, extending the current post-NIP routine vaccination in Korea to also include catch-up vaccination for females of ages 18-26 will strongly enhance HPV elimination prospect in Korea. Similarly, Table 10 shows that the additional vaccination of 80% of boys (corresponding to Strategy C) can change the trajectory and burden from persistence (for Strategy A) to possible elimination. Here, too, extending the post-NIP vaccination strategy to include the vaccination of boys will significantly enhance the aforementioned elimination prospect. These increases in vaccination coverage (for girls, adult females, and even boys) are generally realistically-attainable in Korea (considering the high coverages for infant vaccination series covered by the NIP in Korea (KCDC Center for Infectious Disease Control 2023)). Table 10 also shows that increasing the screening coverage from the 61% baseline to 90% only has marginal impact in the values of the reproduction numbers for the three strategies (this may be due to the assumption in the model that screened or detected HPV-infected individuals have reduced transmissibility, compared to undetected individuals).
Although the National Immunization Program for HPV in Korea started in 2016 (providing routine vaccination to 12-year old girls) (Kwak and Hwang 2024), its real effect did not begin to be felt in the population until the vaccinated girls reach the age of commencement of sexual activity (which is assumed to be 17 years in Korea). Consequently, the simulations to be carried out in the study will start in the year 2021 (when the vaccinated girls have started to become sexually-active).
Impact of vaccination and pap screening on cancer cases and mortality
The first set of simulations carried out are for assessing the impact of Pap screening and vaccination (of girls, females, and boys; corresponding to Strategies A, B, and C, as described above) on the yearly incidence and mortality caused by HPV-related cancers in Korea for the period between 2021 and 2130. These simulation results, obtained using the parameter values in Table 9 and the caption of Figure 8 to simulate the model (2.5), show a pronounced decline in the number of cervical cancer cases and mortality in females (for any of the three strategies) under both the baseline (61%) and improved (90%) Pap screening coverages, as depicted in Figure 8 (subplots (a)-(d)). Specifically, Figure 8 shows that while Strategy A induces the highest cervical cancer burden in females (red curve in subplots (a)-(d)), Strategies B and C incur much lower (and nearly the same) burden over the same period. These figures also show that vaccinating boys at 80% coverage (Strategy C) induces very strong reduction in cervical cancer burden in females, at a level almost the same as the reduction recorded under Strategy B, which entails allocating all the vaccine resources to girls and females only (compare the blue and gold curves in subplots (a)-(d)). These results suggest a strong spillover benefit (i.e., the vaccination of boys reduces the incidence and mortality due to cervical cancer in females). Furthermore, this figure shows that although the increase in Pap screening coverage (from 61% to 90%) has only marginal effect on the incidence of cervical cancer (compare subplots (a) and (b)), such an increase has a significant impact in reducing cervical cancer mortality (compare subplots (c) and (d)). It should be noted from these plots that while the burden of cervical cancer persists under Strategy A, such burden dies out with time under Strategies B and C (this is because the control reproduction number for Strategy A exceeds unity, while those for Strategies B and C are below unity, as tabulated in Table 10; the time to elimination of the HPV burden, for Strategies B and C, are given in Table 11).
Fig. 8 Simulation of the model (2.5) to assess the combined impact of Pap screening and vaccination (of girls, females, and boys) on the burden of cervical cancer in females and HPV-related cancers in males, for the aforementioned Strategies A, B, and C and varying Pap screening coverages. (a) Yearly cervical cancer cases in females as a function of time from 2021 to 2130 for Pap screening coverage at 61%, (b) Yearly cervical cancer cases in females from 2021 to 2130 for Pap screening coverage at 90%, (c) Yearly cervical cancer-induced deaths in females from 2021 to 2130 for Pap screening coverage at 61%, (d) Yearly cervical cancer-induced deaths in females from 2021 to 2130 for Pap screening coverage at 90%, (e) Yearly HPV-related cancer cases in males from 2021 to 2130 for Pap screening coverage at 61%, (f) Yearly HPV-related cancer cases in males from 2021 to 2130 for Pap screening coverage at 90%. Parameter values used in these simulations are as given in Table 9, but with the following changes: (i) Strategy A: , (ii) Strategy B: , per year, (iii) Strategy C: . In all simulations for the 90% Pap screening coverage, the following values were used: per year.
Table 10 Values of the control reproduction number, , of the model (2.5) based on (a) Strategy A (), (b) Strategy B (), and (c) Strategy C (), under (i) baseline Pap screening coverage of 61% and (ii) increased Pap screening coverage of 90% (). The rest of the parameter values used are as given Table 9.
| (a) Strategy A | (b) Strategy B | (c) Strategy C | |
|---|---|---|---|
| (i) Baseline Pap screening coverage (61%) | 1.6181 | 0.9728 | 0.7927 |
| (ii) Increased Pap screening coverage (90%) | 1.6134 | 0.97 | 0.7904 |
Table 11 Simulation of the model (2.5), showing time-to-elimination of cervical cancer in females in Korea for Strategies B and C and varying Pap screening coverages (using parameter values such that the control reproduction number, , is less than one, as given in Table 10, so that the disease-free equilibrium of the model is locally-asymptotically stable, by Theorem 2.3). Parameter values used in these simulations are as given in Table 9, but with the following changes: (i) Strategy B: , per year, (ii) Strategy C: . In all simulations for the 90% Pap screening coverage, the following values were used: per year
| Control strategy | Strategy B | Strategy C | ||
|---|---|---|---|---|
| Pap screening coverage | (baseline) | (baseline) | ||
| Time of cervical cancer elimination (year) | 2088 | 2085 | 2097 | 2094 |
The simulations depicted in Figure 8 also show that while the number of HPV-related cancer cases in males initially increases during the first 10-15 years (for any of the three strategies), it sharply declines reaching elimination levels, except for Strategy A, which rebounds after about 70 years of implementation (see subplots (e) and (f) in Figure 8). This figure further shows that vaccinating girls and females has a significant spillover effect in reducing the burden of HPV-related cancers in males (see red and gold curves in subplots (e) and (f)). In these subplots, Strategy C consistently does better than Strategy B for most of the simulation duration, suggesting that if the objective is to reduce cancer cases in males, then allocating more vaccination resources to boys (Strategy C) would be more effective than allocating these resources to girls and females (Strategy B). Furthermore, this figure shows that increasing Pap screening coverage of females (from 61% to 90%) induces very marginal spillover effect on the incidence of HPV-related cancers in males (compare Figure 8 subplots (e) and (f)).
Fig. 9 Simulation of the model (2.5) to assess the combined impact of Pap screening and vaccination (of girls, females, and boys) on the burden of HPV-related cancers in females and males during the year 2080, for Strategies A, B, and C and varying Pap screening coverages. The panels depict the number of (a) cervical cancer cases in females, (b) cervical cancer-induced deaths in females, and (c) HPV-related cancer cases in males, during 2080. Parameter values used in these simulations are as given in Table 9, but with the following changes: (i) Strategy A: , (ii) Strategy B: , per year, (iii) Strategy C: . In all simulations for the 90% Pap screening coverage, the following values were used: per year.
Fig. 10 Simulation of the model (2.5) to assess the combined impact of Pap screening and vaccination (of girls, females, and boys) on the burden of HPV-related cancers in females and males in Korea by the year 2080, for Strategies B and C in comparison to Strategy A under baseline Pap screening coverage. The panels show reduction in the cumulative number of (a) cervical cancer cases in females, (b) cervical cancer-induced deaths in females, and (c) HPV-related cancer cases in males, by 2080. Parameter values used in these simulations are as given in Table 9, but with the following changes: (i) Strategy A: , (ii) Strategy B: , per year, (iii) Strategy C: .
Fig. 13 Simulation of the model (2.5) to assess the combined impact of Pap screening and vaccination (of girls, females, and boys) on the burden of HPV-related cancers in females and males in Korea by the year 2080, for three vaccination coverages for boys in addition to Strategy A, in comparison to Strategy A under baseline Pap screening coverage. The panels depict reduction in the cumulative (a) cervical cancer cases in females, (b) cervical cancer-induced deaths in females, and (c) HPV-related cancer cases in males, by 2080. Parameter values used in these simulations are as given in Table 9, but with the following changes: (i) Strategy A: , (ii) 25% boys vaccination: , , (iii) 50% boys vaccination: , , (iv) 75% boys vaccination: , .
Fig. 14 Simulation of the model (2.5) to assess the combined impact of Pap screening and vaccination (of girls and females) on the burden of HPV-related cancers in females and males in Korea by the year 2080, for three vaccination coverages for girls in addition to Strategy A, in comparison to Strategy A under baseline Pap screening coverage. The panels depict reduction in the cumulative (a) cervical cancer cases in females, (b) cervical cancer-induced deaths in females, and (c) HPV-related cancer cases in males, by 2080. Parameter values used in these simulations are as given in Table 9, but with the following changes: (i) Strategy A: , (ii) 85% girls vaccination: , (iii) 90% girls vaccination: , (iv) 95% girls vaccination: .
Since the simulations in Figure 8 show convergence to the disease-free equilibrium under strategies B and C (which is also in line with the corresponding results in Table 10, showing that the reproduction number, , for each of the two strategies is always less than one, so that, by Theorem 2.3, the disease will die out if the initial number of HPV-infected individuals in the community is low enough), it is instructive to determine the expected time-to-elimination associated with the implementation of these strategies (B and C) under the long-term scenario. For simulation purposes, we consider elimination to occur when the total number of cervical cancer cases in Korea is less than 10. This figure is much lower than the figure corresponding to the World Health Organization’s elimination standard of four cervical cancer cases per 100,000 females (World Health Organization 2020) (which translates to 1,020 cervical cancer cases in Korea). Table 11 depicts the simulation results of the model (2.5), under the long-term scenario, showing the first time the total number of females with cervical cancer in Korea fall below 10. It follows from this table that cervical cancer elimination could be achieved faster under Strategy B with improved Pap screening coverage (with such elimination achieved by 2085) than under Strategy B with baseline Pap screening coverage (this achieves elimination by 2088) or Strategy C (which achieves elimination by 2097 or 2094 for baseline and improved Pap screening coverages, respectively). In other words, this study shows that, based on the parameter values used in our simulations, the combined anti-HPV vaccination and Pap screening strategy can lead to the elimination of cervical cancer in Korea in about 60 years if the routine vaccination coverage for girls (12-17 years of age) and the catch-up vaccination coverage for females (18-26 years of age), are increased from their current levels of 80% and 30,000 per year, respectively, to 95% and 175, 000 per year, respectively.
Spillover effect of vaccination-only strategy
(i) Girls-only vaccination strategy: This entails the annual vaccination of 99% of girls in the 12-17 year age group for the period between 2021 and 2060, and no vaccination of females (of age 18-26), boys, or males.
(ii) Boys-only vaccination strategy: This involves the annual vaccination of 99% of boys in the 12-17 year age group, and no vaccination of males (of age 18-26), girls, or females.
Fig. 11 Simulation of the model (2.5) to assess the spillover benefit of vaccinating adolescents of one gender on the burden of HPV-related cancers in the other gender, in comparison to the worst-case scenario (with no vaccination or screening). The panels depict reduced proportion of cumulative (a) cervical cancer cases in females, (b) cervical cancer-induced deaths in females, and (c) HPV-related cancer cases in males, by 2060. Parameter values used in these simulations are as given in Table 9, but with the following changes: (i) Girls-only vaccination: , , (ii) Boys-only vaccination: , . In all simulations, the following values are used: per year (no catch-up vaccination), per year (no routine Pap screening).
The simulation results obtained, depicted in Figure 11, show that vaccinating boys only or girls only reduces cumulative cervical cancer cases in females, in comparison to the worst-case scenario without vaccination or screening. In particular, boys-only vaccination causes 24% reduction in cervical cancer cases by the year 2060 compared to the worst-case scenario, clearly showing a significant spillover benefit in vaccinating boys in reducing cumulative number of cervical cancer cases in females in Korea. Similarly, girls-only vaccination causes about 26% reduction in cumulative number of cervical cancer cases by the year 2060 in comparison to the worst-case scenario (see blue curve of Figure 11 (a)), which, as expected, is slightly higher than the spillover reduction generated by the boys-only vaccination (red curve in Figure 11 (a)). A similar trend is observed with respect to reductions in cumulative mortality due to cervical cancer in females (Figure 11(b)), where boys-only vaccination reduces 26% of cumulative cervical cancer-induced deaths in females by 2060, in comparison to the worst-case scenario (which is quite close to the 29% cumulative reduction obtained by vaccinating girls only at 99% coverage, in comparison to the worst-case). Finally, boys-only vaccination is, as expected, more effective in reducing the cumulative number of HPV-related cancer cases in males, than the spillover related to the implementation of girls-only vaccination (Figure 11(c)). In particular, while boys-only vaccination causes an 18% reduction of cumulative HPV-related cancers in males by the year 2060, in comparison to the baseline (where there is no vaccination or screening), girls-only vaccination only causes 11% reduction of these male cancers by the same time period, in comparison to the baseline (compare blue and red curves in Figure 11(c)). It is worth noting that the spillover effect of vaccinating boys in reducing cervical cancer cases and mortality in females is larger than that of vaccinating girls in reducing HPV-related cancer cases in males (compare subplots (a) and (b) with subplot (c) in Figure 11). This may be due to the fact that HPV-infected females are more likely to develop cancer, compared to HPV-infected males (Giuliano et al. 2008a; National Cancer Center Korea Central Cancer Registry 2022; Moscicki et al. 2004, 1998; Van Doornum et al. 1994).
Discussion and Conclusion
HPV (Human Papillomavirus) accounts for virtually all cervical cancer cases and significantly contributes to anal, penile, vaginal, and head and neck cancers (de Martel et al. 2017). Although cervical cancer is one of the few human cancers that is vaccine-preventable and curable if detected early and treated, it continues to pose major health burden globally (causing an average of over 300,000 deaths annually (Bray et al. 2024; Schiffman et al. 2007)). It is the third most common female cancer in the Republic of Korea in the 15-44 year age group (causing an average of over 1,000 deaths per year (Bruni et al. 2023)). In order to curtail or mitigate the burden of cervical cancer (and other HPV-related cancers in females and males), Korea started the National Immunization Program (NIP) for HPV in 2016. This program provides routine HPV immunization to girls in the 12-17 year age group (Kwak and Hwang 2024). Korea also has the National Cancer Screening Program (NCSP), which offers free Pap screening to females over age 30 every 2 years since 2002, and to females over age 20 since 2016 (Shin et al. 2022). The purpose of the current study was to use mathematical modeling approaches, together with data analytics and numerical simulations, to assess the population-level impact of the aforementioned vaccination and Pap screening programs on the transmission dynamics of HPV and its related cancers in South Korea. A sex-structured mathematical model for the heterosexual transmission of HPV in Korea, in the presence of HPV vaccination and Pap screening, was formulated. Although only females are vaccinated in Korea under the current NIP, the model developed in this study allows for the vaccination of males (particularly boys of age group 12-17 years). This allows for the hypothetical assessment of the potential impact of male vaccination on reducing the burden of HPV and related cancers in Korea.
The disease-free equilibrium of this model was shown to be locally-asymptotically stable when a certain epidemiological threshold, known as the control reproduction number, is less than one. The epidemiological implication of this result is that the combined vaccination and Pap screening program implemented in South Korea could lead to the elimination of HPV and related cancers if the control reproduction number could be brought to (and maintained at) a value less than one, provided that the initial number of HPV-infected individuals is small enough. Numerical simulations of the model showed that vaccine-derived herd immunity cannot be achieved in Korea under the current NIP coverage (which essentially amounts to 88% of females vaccinated at steady-state). The herd immunity can be achieved if, additionally, at least 65% of males are vaccinated at steady-state (if males are not vaccinated, which is the current situation under the NIP, then at least 99% of females need to be vaccinated to achieve herd immunity). Further rigorous analyses showed that the special case of the model with negligible disease-induced mortality could have one or three endemic equilibria when the associated reproduction number exceeds one. Using a Krasnoselskii sub-linearity argument, it was shown that, for this special case and with vaccine efficacy assumed to be perfect, the unique endemic equilibrium of the model is locally-asymptotically stable whenever its associated reproduction number exceeds one. The implication of this result is that vaccination and Pap screening, at these coverage and efficacy levels, are inadequate to lead to the elimination of HPV and related cancers in Korea (since, in this case, HPV and related cancers will persist in the population).
In order to estimate some of the unknown parameters of the model, a simplified version of the model without Pap screening and with the three cervical intraepithelial neoplasia (CIN) and intraepithelial neoplasia in males (INM) stages lumped into one epidemiological compartment, was calibrated using observed data for cumulative cases and mortality for HPV-related cancers in Korea for the period from 1999 to 2020 (National Cancer Center Korea Central Cancer Registry 2022). The disease-free equilibrium of the model is shown to be locally-asymptotically stable when the reproduction number of the model is less than unity. The epidemiological implication of this result is that the interventions implemented (i.e., vaccination and Pap screening) can lead to the effective control and elimination of HPV when the reproduction number of the model is less than one provided the initial number of infected individuals is small enough (i.e., fall within the basin of attraction of the disease-free equilibrium). The local asymptotic stability was extended to the global asymptotic stability of the disease-free equilibrium for a special case when the disease-induced mortality and the coverage for catch-up vaccination (for both females and males) in Korea are negligible, when its associated reproduction number is less than one. Epidemiologically-speaking, this result show that HPV (and, hence, HPV-related cancers) will be eliminated in Korea if the associated control reproduction number can be brought down to (and maintained at) a value less than one, regardless of the initial size of the number of HPV-infected individuals in the community.
Using the estimated values of the unknown parameters obtained from this calibration, the full model was then used to conduct global parameter sensitivity analysis to determine the parameters of the model that have the highest impact on a chosen response function, namely the control reproduction number . The results of the sensitivity analysis revealed that parameters related to the transmission of HPV, recovery from symptomatic HPV infection, and HPV vaccine coverage and efficacy were the most influential in determining the value of the control reproduction number (hence, the burden of HPV and related cancers in Korea). The implication of these results are that effective control and mitigation strategies could be formulated by targeting these identified parameters.
Strategy A: This is the post-NIP vaccination strategy that entails the annual vaccination of 80% of girls (12-17 years of age) and annual catch-up vaccination of 30,000 females (18-26 years of age) with baseline Pap screening (of 61% of adult females in the age group 20-74 years of age).
Strategy B: This contains Strategy A together with the increase in the annual vaccination coverage for girls from 80% to 95% and for females from 30,000 to 175,000.
Strategy C: This contains Strategy A together with the annual vaccination of 80% of boys (12-17 years of age).
The model was further simulated to assess the potential impact of vaccinating one gender (only) on reducing the burden of HPV and related cancers in the other gender for the hypothetical case where Pap screening is not implemented. In other words, the model was used to explore and quantify the potential spillover benefit of vaccination of one gender on the other (when Pap screening is not implemented). These simulation results obtained, which are based on vaccinating 99% of one gender only, showed that vaccinating 99% of boys only induced a significant spillover benefit in reducing the cumulative number of cervical cancer cases and mortality in females in Korea, in comparison to the worst-case scenario where no vaccination or Pap screening is implemented. This reduction was larger than the spillover benefit achieved (in reducing the disease burden in males) by vaccinating 99% of girls only. Thus, this study showed that extending the current post-NIP strategy in Korea to also include the vaccination of boys (and catch-up vaccination of adult females) will significantly reduce the burden of HPV and related cancers in both females and males in Korea.
Some of the limitation of the model developed in this study include not accounting for homosexual transmission of HPV, reinfection of HPV and waning of infection-acquired and vaccine-acquired immunity against HPV. Adding the dynamics of MSM (men who have sex with men) into the model might affect the level or size of some of the epidemiological thresholds presented in this study. The authors hope to address these limitations in a future study. It should, however, be mentioned that the modeling framework presented in this study, for the dynamics of HPV and related cancers in Korea, can be adapted and applied to other countries or regions or jurisdictions interested in assessing the population-level impact of vaccination and Pap screening on reducing the burden of HPV and related cancers, by adjusting demographic parameters, the vaccination and Pap screening parameters, and the parameter for number of sexual contacts pertinent to the area. Overall, this study showed that the prospect of the effective control or elimination of HPV and related cancers in Korea, using the combined vaccination and Pap screening program, is promising, provided that the coverage levels are high enough and the program is extended to include the vaccination of boys and adult females (with high enough coverage).
Appendices
Proof of Lemma 2.1
Proof
Non-negativity of the Control Reproduction Number ()
Coefficients of the Polynomial (2.20)
Proof of Theorem 2.6
Proof
Case 1: .
Case 2: .
Proofs of Theorems 3.1 and 3.3
Proof of Theorem 3.1
Proof
Proof of Theorem 3.3
Proof
Monotonicity Verification for Sensitivity Analysis
Additional Simulations
Impact of vaccination of boys
Impact of vaccination of girls
Publisher's Note
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Acknowledgements
ABG acknowledges the support, in part, of the National Science Foundation (Grant Number: DMS-2052363; transferred to DMS-2330801). The authors are grateful to the anonymous reviewers for their very constructive comments.
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