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  <front>
    <journal-meta>
      <journal-id journal-id-type="publisher-id">mjms</journal-id>
      <journal-title-group>
        <journal-title>Meridian Journal of Mathematical Sciences</journal-title>
        <abbrev-journal-title abbrev-type="publisher">Meridian J. Math. Sci.</abbrev-journal-title>
      </journal-title-group>
      <issn publication-format="print">2471-3562</issn>
      <issn publication-format="electronic">2471-3643</issn>
      <publisher>
        <publisher-name>Meridian Academic Press</publisher-name>
      </publisher>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.58301/84v8v651</article-id>
      <title-group>
        <article-title>Modeling the spread and mitigation of absenteeism among university students: a stage-structured compartmental approach with optimal control: a supplementary report</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes">
          <name>
            <surname>Petrov</surname>
            <given-names>Eszter</given-names>
          </name>
          <role vocab="credit" vocab-identifier="https://credit.niso.org/" vocab-term="Funding acquisition" vocab-term-identifier="https://credit.niso.org/contributor-roles/funding-acquisition/">Funding acquisition</role>
          <role vocab="credit" vocab-identifier="https://credit.niso.org/" vocab-term="Software" vocab-term-identifier="https://credit.niso.org/contributor-roles/software/">Software</role>
          <role vocab="credit" vocab-identifier="https://credit.niso.org/" vocab-term="Methodology" vocab-term-identifier="https://credit.niso.org/contributor-roles/methodology/">Methodology</role>
          <role vocab="credit" vocab-identifier="https://credit.niso.org/" vocab-term="Resources" vocab-term-identifier="https://credit.niso.org/contributor-roles/resources/">Resources</role>
          <xref ref-type="aff" rid="aff1"/>
        </contrib>
        <contrib contrib-type="author">
          <name>
            <surname>Amoah</surname>
            <given-names>Ngozi</given-names>
          </name>
          <xref ref-type="aff" rid="aff2"/>
        </contrib>
        <aff id="aff1">Faculty of Education, Hanseatic University of Applied Sciences, Germany</aff>
        <aff id="aff2">Faculty of Education, Université de la Vallée Rouge, France</aff>
      </contrib-group>
      <contrib-group>
        <contrib contrib-type="editor">
          <name>
            <surname>Lindqvist</surname>
            <given-names>Gustav</given-names>
          </name>
          <role>Academic Editor</role>
        </contrib>
      </contrib-group>
      <author-notes>
        <fn fn-type="coi-statement">
          <p>None.</p>
        </fn>
      </author-notes>
      <pub-date publication-format="electronic" date-type="pub" iso-8601-date="2022-02-18">
        <day>18</day>
        <month>02</month>
        <year>2022</year>
      </pub-date>
      <volume>8</volume>
      <issue>1</issue>
      <fpage>140</fpage>
      <lpage>158</lpage>
      <pub-history>
        <event>
          <date date-type="received" iso-8601-date="2021-08-12">
            <day>12</day>
            <month>08</month>
            <year>2021</year>
          </date>
        </event>
        <event>
          <date date-type="rev-recd" iso-8601-date="2021-11-26">
            <day>26</day>
            <month>11</month>
            <year>2021</year>
          </date>
        </event>
        <event>
          <date date-type="accepted" iso-8601-date="2021-12-26">
            <day>26</day>
            <month>12</month>
            <year>2021</year>
          </date>
        </event>
      </pub-history>
      <permissions>
        <copyright-statement>© 2022 Meridian Academic Press</copyright-statement>
        <copyright-year>2022</copyright-year>
        <copyright-holder>Meridian Academic Press</copyright-holder>
        <ali:free_to_read/>
        <license>
          <ali:license_ref>https://creativecommons.org/licenses/by/4.0/</ali:license_ref>
        </license>
      </permissions>
      <abstract>
        <p>Student absenteeism in higher education is well documented as a correlate of poor performance, yet it is rarely modeled as a dynamic, socially transmitted process. Existing compartmental treatments either omit the latent phase preceding a first absence or collapse occasional and habitual absence into a single class, and none permits intervention to be targeted by stage. We formulate a five-compartment namely Susceptible Exposed Occasional Absentees Habitual Absentees Re-engaged (SEACR) model with a graded force of infection, in which exposed, occasional, and habitual students transmit at different weights, and a direct relapse pathway returning re-engaged students to occasional absence without re-exposure. We derive the absenteeism threshold number in closed form and prove that it increases strictly with the relapse rate, that the absenteeism-persistent equilibrium is unique whenever it exists, so that the bifurcation at threshold unity is forward, and that the absenteeism-free equilibrium is globally asymptotically stable. An optimal control problem with three stage-specific controls, namely prevention, early intervention, and remediation, was examined using Pontryagin s maximum principle. For an illustrative cohort, the threshold is 2.4487, and global sensitivity analysis identifies early re-engagement as the most influential recovery parameter, with a partial rank correlation coefficient of 0.894 against 0.825 for remediation. Cost-effectiveness analysis ranks early intervention first under the baseline cost weights, but this ranking changes across alternative assumed cost weights; therefore, single-point cost-effectiveness conclusions should be interpreted cautiously.</p>
      </abstract>
      <kwd-group kwd-group-type="author">
        <kwd>absenteeism threshold number</kwd>
        <kwd>compartmental model</kwd>
        <kwd>cost-effectiveness analysis</kwd>
        <kwd>Lyapunov stability</kwd>
        <kwd>Pontryagin s maximum principle</kwd>
        <kwd>student absenteeism</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance">
<sec sec-type="intro" id="s1">
<label>1</label>
<title>Introduction</title>
<p>Students&#x00027; absenteeism has become a significant problem in most schools, and particularly at the tertiary level, where attendance behavior does not follow the structured format of pre-tertiary schooling in which teachers monitor absence through a formal register. Chaves-Barboza et al. [<xref ref-type="bibr" rid="B1">1</xref>] report that parental financial instability, lack of emotional support, and discomfort in the educational setting all promote absenteeism in mathematics lessons. Using a machine learning approach, Bowen et al. [<xref ref-type="bibr" rid="B2">2</xref>] demonstrate that differences in peer interaction separate low-risk from high-risk absenteeism groups, making peer relationships a core underlying factor. Sahin [<xref ref-type="bibr" rid="B3">3</xref>] defines absenteeism as a student&#x00027;s absence from school during the school term without a legitimate reason. Conry and Richards [<xref ref-type="bibr" rid="B4">4</xref>] similarly frame it as absence with or without a formal excuse. In this study, we define absenteeism as a deliberate decision by a university student to forgo scheduled academic activities, whether delivered online or face to face, in favor of alternative uses of time. Tola et al. [<xref ref-type="bibr" rid="B5">5</xref>] emphasized that academic success in enabling programmes is not determined by a single factor, but rather by a combination of demographic, personal, academic, and institutional variables that interact over time. Concern about absenteeism in tertiary institutions arises not only from its effect on performance but also from its implications for student wellbeing and for the utilization of educational resources. Adu et al. [<xref ref-type="bibr" rid="B6">6</xref>] argue that absenteeism impedes the development of accountability and discipline, with consequences for subsequent employment. Goldie [<xref ref-type="bibr" rid="B7">7</xref>] notes that high rates of absence depress the morale and performance of educators. In a large-scale meta-analysis of counterproductive academic behaviors, Salgado et al. [<xref ref-type="bibr" rid="B8">8</xref>] find absenteeism to be the facet most strongly related to academic performance, reporting a large effect size of &#x003C1; = &#x02212;0.48 across 117 independent samples comprising 69,453 students. Delaney and Ashton [<xref ref-type="bibr" rid="B9">9</xref>] argue further that class avoidance may signal deteriorating mental health as students struggle with the pressures of university life; hence, absenteeism functions both as an indicator of underlying distress and as a mechanism that intensifies it. Recent evidence also indicates that absenteeism should be understood not only as an individual behavior but as an outcome shaped by academic engagement, institutional practices, and the timing of intervention. A systematic review of factors associated with poor undergraduate academic performance identified low attendance and academic disengagement among the conditions contributing to underperformance [<xref ref-type="bibr" rid="B10">10</xref>].</p>
<p>Despite this, most research on university absenteeism remains largely descriptive or correlational. These studies have identified personal, socio-economic, institutional, and peer-level factors that correlate with absenteeism. However, few studies have treated absenteeism as a dynamic, socially transmitted phenomenon. For instance, Adu et al. [<xref ref-type="bibr" rid="B6">6</xref>] formulate a four-compartment model of student absenteeism specifically, distinguishing regular attendees, occasional absentees, habitual absentees, and a reintegrated class, and analyse local stability by the Routh&#x02013;Hurwitz criterion and global stability of the endemic equilibrium by the geometric method of Li and Muldowney [<xref ref-type="bibr" rid="B11">11</xref>]. They apply three controls, namely awareness campaigns, class attendance monitoring, and counseling, and conclude that, for cost-effectiveness, class attendance monitoring alone is the most economical strategy.</p>
<p>Compartmental modeling has proved a durable decision-making tool for communicable diseases and for social behaviors transmitted through contact, with recent applications integrating behavioral awareness, threshold analysis, equilibrium stability, and parameter sensitivity into differential-equation frameworks [<xref ref-type="bibr" rid="B12">12</xref>&#x02013;<xref ref-type="bibr" rid="B15">15</xref>]. Recent mathematical modeling studies have also extended classical compartmental frameworks through alternative differential-equation formulations and numerical approaches for examining dynamical behavior under different modeling assumptions [<xref ref-type="bibr" rid="B16">16</xref>]. Epidemic-style models have been applied to the spread of racism [<xref ref-type="bibr" rid="B17">17</xref>] and to smoking behavior [<xref ref-type="bibr" rid="B18">18</xref>, <xref ref-type="bibr" rid="B19">19</xref>]. The study by Adu et al. [<xref ref-type="bibr" rid="B6">6</xref>] provides important insights into Ghanaian university absenteeism, distinguishing degrees of absence, recognizing that occasional and habitual absence differ in reversibility and in influence, but their model has no latent class: a regular attendee becomes an occasional absentee directly on contact, so the interval during which absenteeism norms are internalized before any class is missed has no representation. Additionally, they permit no relapse other than through renewed exposure and identify the addition of relapse transitions and feedback loops as necessary future work, noting that absenteeism has a cyclical character that a purely linear progression cannot represent. Furthermore, their controls are not stage-specific, so their formulation cannot address what is arguably the central operational question facing a university: whether limited resources are better spent identifying and re-engaging students whose absence is still occasional, or remediating those whose absence has become habitual.</p>
<p>The present study addresses these gaps as we formulate a five-compartment Susceptible-Exposed-Occasional Absentees-Habitual Absentees-Re-engaged (SEACR) model that represents latency and two grades of absence simultaneously, with a graded force of infection in which exposed, occasional, and habitual students transmit absenteeism norms at different relative weights. In addition, we incorporate a direct relapse pathway from the re-engaged class to occasional absence and prove that the absenteeism threshold number is strictly increasing in the relapse rate. Furthermore, we establish that the absenteeism-persistent equilibrium is unique whenever it exists, so that no sub-threshold persistent state coexists with the absenteeism-free equilibrium, and we prove global stability of the absenteeism-free equilibrium by an explicit matrix-theoretic Lyapunov function rather than by inspection. Finally, we formulate an optimal control problem with stage-specific controls, permitting a direct comparison of early intervention against remediation, and we assess the robustness of the resulting cost-effectiveness ranking to the assumed cost weights.</p>
<p>The remainder of the paper is organized as follows. Section 2 presents the model formulation. Section 3 provides the qualitative analysis. Section 4 formulates and characterizes the optimal control problem. Section 5 reports numerical simulations. Section 6 presents the cost-effectiveness analysis and its robustness. Section 7 concludes.</p>
</sec>
<sec id="s2">
<label>2</label>
<title>Formulating the absenteeism model</title>
<sec>
<label>2.1</label>
<title>Model structure and assumptions</title>
<p>We consider a cohort of university students of total size <italic>N</italic>(<italic>t</italic>), partitioned into five mutually exclusive compartments. The transitions among these compartments are illustrated in <xref ref-type="fig" rid="F1">Figure 1</xref>. The partition is driven by two observations that the existing modeling literature has not combined. First, absenteeism is not adopted instantaneously: students typically pass through a latent phase in which peer rationalization of skipping is internalized before any class is actually missed. Second, absenteeism is not a single state: occasional and habitual absence differs both in how readily they are reversed and in how strongly they influence others. The chain below adapts the latent-class structure of Teklu and Terefe [<xref ref-type="bibr" rid="B20">20</xref>], formulated there for animosity toward mathematics rather than for absenteeism, and extends the graded treatment of absence introduced by Adu et al. [<xref ref-type="bibr" rid="B6">6</xref>]. <xref ref-type="table" rid="T1">Table 1</xref> presents descriptions of the state variables used in the study.</p>
<fig position="float" id="F1">
<label>Figure 1</label>
<caption><p>Schematic diagram of the Susceptible&#x02013;Exposed&#x02013;Occasional Absentees&#x02013;Habitual Absentees&#x02013;Re-engaged (SEACR) absenteeism model. Red represents susceptible students (S), green represents exposed students (E), blue represents occasional absentees (A), orange represents habitual absentees (C), and yellow represents re-engaged students (R). Early re-engagement &#x003B3;1A carries occasional absentees directly to the re-engaged class without passing through habitual absence, while &#x003C6;R returns re-engaged students to occasional absence without re-exposure.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fams-12-1981280-g0001.tif">
<alt-text content-type="machine-generated">Diagram of a compartmental epidemic model showing transitions between five colored compartments: S (susceptible, red), E (exposed, green), A (asymptomatic, blue), C (clinical, orange), and R (recovered, yellow), with labeled transition rates between compartments and feedback loops.</alt-text>
</graphic>
</fig>
<table-wrap position="float" id="T1">
<label>Table 1</label>
<caption><p>Description of state variables.</p></caption>
<table frame="box" rules="all">
<thead>
<tr>
<th valign="top" align="left">Compartment</th>
<th valign="top" align="left">Symbol</th>
<th valign="top" align="left">Description</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Regular attendees</td>
<td valign="top" align="left"><italic>S</italic>(<italic>t</italic>)</td>
<td valign="top" align="left">Students who attend scheduled academic activities regularly and have not internalized absenteeism norms. They are at risk of doing so through social contact.</td>
</tr>
<tr>
<td valign="top" align="left">Exposed</td>
<td valign="top" align="left"><italic>E</italic>(<italic>t</italic>)</td>
<td valign="top" align="left">Students who have internalized absenteeism norms through peer rationalization of skipping, weakened institutional attachment, or diminished motivation but who have not yet missed a scheduled class.</td>
</tr>
<tr>
<td valign="top" align="left">Occasional absentees</td>
<td valign="top" align="left"><italic>A</italic>(<italic>t</italic>)</td>
<td valign="top" align="left">Students who miss scheduled activities intermittently, but not frequently enough for the behavior to be considered established.</td>
</tr>
<tr>
<td valign="top" align="left">Habitual absentees</td>
<td valign="top" align="left"><italic>C</italic>(<italic>t</italic>)</td>
<td valign="top" align="left">Students who miss scheduled activities repeatedly and consistently. Their behavior is established and exerts a stronger influence on peers than that of occasional absentees.</td>
</tr>
<tr>
<td valign="top" align="left">Re-engaged</td>
<td valign="top" align="left"><italic>R</italic>(<italic>t</italic>)</td>
<td valign="top" align="left">Students previously absent who have returned to regular attendance following intervention.</td>
</tr></tbody>
</table>
</table-wrap>
<p>The parameters used in the study are described in <xref ref-type="table" rid="T2">Table 2</xref>.</p>
<table-wrap position="float" id="T2">
<label>Table 2</label>
<caption><p>Description of parameters.</p></caption>
<table frame="box" rules="all">
<thead>
<tr>
<th valign="top" align="left">Parameter</th>
<th valign="top" align="left">Symbol</th>
<th valign="top" align="left">Meaning</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Recruitment rate</td>
<td valign="top" align="left">&#x003A0;</td>
<td valign="top" align="left">Rate at which students enter the university, with &#x003A0; &#x0003D; &#x003BC;<italic>N</italic></td>
</tr>
<tr>
<td valign="top" align="left">Natural exit rate</td>
<td valign="top" align="left">&#x003BC;</td>
<td valign="top" align="left">Exit through graduation, death, transfer, or withdrawal; this rate is equal across compartments</td>
</tr>
<tr>
<td valign="top" align="left">Baseline transmission rate</td>
<td valign="top" align="left">&#x003B2;</td>
<td valign="top" align="left">Effective contact rate for transmission of absenteeism norms</td>
</tr>
<tr>
<td valign="top" align="left">Relative influence of exposed students</td>
<td valign="top" align="left">&#x003B8;</td>
<td valign="top" align="left">Influence of an exposed student relative to an occasional absentee, 0 &#x02264; &#x003B8; &#x0003C; 1</td>
</tr>
<tr>
<td valign="top" align="left">Relative influence of habitual absentees</td>
<td valign="top" align="left">&#x003C3;</td>
<td valign="top" align="left">Influence of a habitual absentee relative to an occasional absentee, &#x003C3;&#x02265;1</td>
</tr>
<tr>
<td valign="top" align="left">Progression rate</td>
<td valign="top" align="left">&#x003BA;</td>
<td valign="top" align="left">Rate at which exposed students begin missing classes</td>
</tr>
<tr>
<td valign="top" align="left">Escalation rate</td>
<td valign="top" align="left">&#x003B4;</td>
<td valign="top" align="left">Rate at which occasional absentees become habitual absentees</td>
</tr>
<tr>
<td valign="top" align="left">Early re-engagement rate</td>
<td valign="top" align="left">&#x003B3;<sub>1</sub></td>
<td valign="top" align="left">Rate at which occasional absentees return to regular attendance under routine support</td>
</tr>
<tr>
<td valign="top" align="left">Remediation rate</td>
<td valign="top" align="left">&#x003B3;<sub>2</sub></td>
<td valign="top" align="left">Rate at which habitual absentees are re-engaged through intervention</td>
</tr>
<tr>
<td valign="top" align="left">Full recovery rate</td>
<td valign="top" align="left">&#x003C9;</td>
<td valign="top" align="left">Rate at which re-engaged students return to the regular-attendee compartment</td>
</tr>
<tr>
<td valign="top" align="left">Direct relapse rate</td>
<td valign="top" align="left">&#x003C6;</td>
<td valign="top" align="left">Rate at which re-engaged students revert directly to occasional absence without re-exposure</td>
</tr></tbody>
</table>
</table-wrap>
</sec>
<sec>
<label>2.2</label>
<title>Force of infection and governing system</title>
<p>Regular attendees acquire absenteeism norms at the rate</p>
<disp-formula id="EQ1"><mml:math id="M1"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mi>&#x003BB;</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>t</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:mi>&#x003B8;</mml:mi><mml:mi>E</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>t</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>&#x0002B;</mml:mo><mml:mi>A</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>t</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C3;</mml:mi><mml:mi>C</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>t</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mo>]</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:mi>N</mml:mi></mml:mrow></mml:mfrac><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(1)</label></disp-formula>
<p><xref ref-type="disp-formula" rid="EQ1">Equation 1</xref> is a standard-incidence form in which all three behaviorally affected classes contribute, weighted by relative influence: &#x003B8; is below unity because an exposed student expresses the norm verbally but does not yet model it behaviorally, and &#x003C3; is at or above unity because established absence is the most visible and most readily imitated signal. Setting &#x003B8; &#x0003D; 0 and &#x003C3; &#x0003D; 1 recovers a single-weight model as a special case.</p>
<list list-type="simple">
<list-item><p>i. Absenteeism norms are transmitted through social contact within the university, at a rate proportional to the weighted prevalence of behaviorally affected students, as in <xref ref-type="disp-formula" rid="EQ1">Equation 1</xref>.</p></list-item>
<list-item><p>ii. Adoption is not instantaneous: a student who has internalized the norm passes through a latent phase of mean duration 1/(&#x003BA;&#x0002B;&#x003BC;) before missing a scheduled activity.</p></list-item>
<list-item><p>iii. Occasional absence may be reversed directly, without passing through habitual absence, at rate &#x003B3;<sub>1</sub>.</p></list-item>
<list-item><p>iv. Habitual absence is reached only by escalation from occasional absence, at rate &#x003B4;.</p></list-item>
<list-item><p>v. Re-engaged students either recover fully, returning to the regular-attendee compartment at rate &#x003C9;, or relapse directly into occasional absence at rate &#x003C6; without requiring further exposure. The second path represents a student whose attendance was restored by intervention but whose underlying disengagement was not resolved.</p></list-item>
<list-item><p>vi. Exit occurs from every compartment at the common rate &#x003BC;, balanced by recruitment &#x003A0; &#x0003D; &#x003BC;<italic>N</italic>, so that <italic>N</italic> is constant. This is appropriate for a university observed over 1 or 2 academic years.</p></list-item>
</list>
<disp-formula id="EQ2"><mml:math id="M2"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mi>&#x003A0;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C9;</mml:mi><mml:mi>R</mml:mi><mml:mo>-</mml:mo><mml:mi>&#x003BB;</mml:mi><mml:mi>S</mml:mi><mml:mo>-</mml:mo><mml:mi>&#x003BC;</mml:mi><mml:mi>S</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>E</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mi>&#x003BB;</mml:mi><mml:mi>S</mml:mi><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003BA;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>E</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>A</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mi>&#x003BA;</mml:mi><mml:mi>E</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003D5;</mml:mi><mml:mi>R</mml:mi><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003B4;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>A</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>C</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mi>&#x003B4;</mml:mi><mml:mi>A</mml:mi><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>C</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mi>A</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mi>C</mml:mi><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003C9;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C6;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>R</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(2)</label></disp-formula>
<p>with non-negative initial data. Throughout, the composite parameters are defined in <xref ref-type="disp-formula" rid="EQ3">Equation 3</xref> as follows:</p>
<disp-formula id="EQ3"><mml:math id="M5"><mml:mtable class="eqnarray" columnalign="right"><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mi>&#x003BA;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi><mml:mo>,</mml:mo><mml:mtext>&#x02003;</mml:mtext><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mi>&#x003B4;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi><mml:mo>,</mml:mo><mml:mtext>&#x02003;</mml:mtext><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mi>&#x003C9;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C6;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(3)</label></disp-formula>
</sec>
<sec>
<label>2.3</label>
<title>Normalized system</title>
<p>Since <italic>N</italic> is constant and &#x003A0; &#x0003D; &#x003BC;<italic>N</italic>, set <inline-formula><mml:math id="M7"><mml:mi>s</mml:mi><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>N</mml:mi></mml:mrow></mml:mfrac></mml:math></inline-formula>, <inline-formula><mml:math id="M8"><mml:mi>e</mml:mi><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>E</mml:mi></mml:mrow><mml:mrow><mml:mi>N</mml:mi></mml:mrow></mml:mfrac></mml:math></inline-formula>, <inline-formula><mml:math id="M9"><mml:mi>a</mml:mi><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>A</mml:mi></mml:mrow><mml:mrow><mml:mi>N</mml:mi></mml:mrow></mml:mfrac></mml:math></inline-formula>, <inline-formula><mml:math id="M10"><mml:mi>h</mml:mi><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>C</mml:mi></mml:mrow><mml:mrow><mml:mi>N</mml:mi></mml:mrow></mml:mfrac></mml:math></inline-formula>, and <inline-formula><mml:math id="M11"><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mi>N</mml:mi></mml:mrow></mml:mfrac></mml:math></inline-formula>. Dividing <xref ref-type="disp-formula" rid="EQ2">Equation 2</xref> by <italic>N</italic> gives</p>
<disp-formula id="EQ4"><mml:math id="M12"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>s</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mi>&#x003BC;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C9;</mml:mi><mml:mi>r</mml:mi><mml:mo>-</mml:mo><mml:mi>&#x003B2;</mml:mi><mml:mi>s</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003B8;</mml:mi><mml:mi>e</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>a</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C3;</mml:mi><mml:mi>h</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>-</mml:mo><mml:mi>&#x003BC;</mml:mi><mml:mi>s</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mi>&#x003B2;</mml:mi><mml:mi>s</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003B8;</mml:mi><mml:mi>e</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>a</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C3;</mml:mi><mml:mi>h</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mi>e</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>a</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mi>&#x003BA;</mml:mi><mml:mi>e</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003D5;</mml:mi><mml:mi>r</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mi>a</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>h</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mi>&#x003B4;</mml:mi><mml:mi>a</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mi>h</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>r</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mi>a</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mi>h</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mi>r</mml:mi><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(4)</label></disp-formula>
<p>Let <inline-formula><mml:math id="M15"><mml:mfrac><mml:mrow><mml:mi>&#x003A0;</mml:mi></mml:mrow><mml:mrow><mml:mi>N</mml:mi></mml:mrow></mml:mfrac><mml:mo>=</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:math></inline-formula>. Summing the five equations then gives</p>
<disp-formula id="EQ5"><mml:math id="M16"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>s</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>e</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>a</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>h</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>r</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>=</mml:mo><mml:mi>&#x003BC;</mml:mi><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>s</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>e</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>a</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>h</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>r</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mo>]</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Thus, the simplex defined in <xref ref-type="disp-formula" rid="EQ6">Equation 5</xref></p>
<disp-formula id="EQ6"><mml:math id="M17"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mi>&#x003A9;</mml:mi><mml:mo>=</mml:mo><mml:mrow><mml:mo>{</mml:mo><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>s</mml:mi><mml:mo>,</mml:mo><mml:mi>e</mml:mi><mml:mo>,</mml:mo><mml:mi>a</mml:mi><mml:mo>,</mml:mo><mml:mi>h</mml:mi><mml:mo>,</mml:mo><mml:mi>r</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>&#x02208;</mml:mo><mml:msubsup><mml:mrow><mml:mi>&#x0211D;</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x0002B;</mml:mo></mml:mrow><mml:mrow><mml:mn>5</mml:mn></mml:mrow></mml:msubsup><mml:mo>:</mml:mo><mml:mi>s</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>e</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>a</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>h</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>1</mml:mn></mml:mrow><mml:mo>}</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(5)</label></disp-formula>
<p>is invariant and globally attracting.</p>
</sec>
</sec>
<sec id="s3">
<label>3</label>
<title>Qualitative analysis</title>
<sec>
<label>3.1</label>
<title>Positivity and boundedness</title>
<p><bold>Lemma 1</bold>. <italic>For non-negative initial data, the solutions of</italic> <italic><xref ref-type="disp-formula" rid="EQ4">Equation 4</xref></italic> <italic>remain non-negative for all</italic> <italic>t</italic> &#x0003E; 0<italic>, and</italic> &#x003A9; <italic>is positively invariant</italic>.</p>
<p><italic>Proof</italic>. On <italic>s</italic> &#x0003D; 0 we have <italic>ds</italic>/<italic>dt</italic> &#x0003D; &#x003BC;&#x0002B;&#x003C9;<italic>r</italic> &#x02265; 0; on <italic>e</italic> &#x0003D; 0, <italic>de</italic>/<italic>dt</italic> &#x0003D; &#x003B2;<italic>s</italic>(<italic>a</italic>&#x0002B;&#x003C3;<italic>h</italic>) &#x02265; 0; on <italic>a</italic> &#x0003D; 0, <italic>da</italic>/<italic>dt</italic> &#x0003D; &#x003BA;<italic>e</italic>&#x0002B;&#x003D5;<italic>r</italic> &#x02265; 0; on <italic>h</italic> &#x0003D; 0, <italic>dc</italic>/<italic>dt</italic> &#x0003D; &#x003B4;<italic>a</italic> &#x02265; 0; and on <italic>r</italic> &#x0003D; 0, <italic>dr</italic>/<italic>dt</italic> &#x0003D; &#x003B3;<sub>1</sub><italic>a</italic>&#x0002B;&#x003B3;<sub>2</sub><italic>h</italic> &#x02265; 0. The vector field is therefore inward-pointing on every boundary face of <inline-formula><mml:math id="M18"><mml:msubsup><mml:mrow><mml:mi>&#x0211D;</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x0002B;</mml:mo></mml:mrow><mml:mrow><mml:mn>5</mml:mn></mml:mrow></mml:msubsup></mml:math></inline-formula>, so no trajectory leaves the positive orthant. Invariance of the simplex follows from the conservation identity in Section 2.3.</p>
</sec>
<sec>
<label>3.2</label>
<title>Absenteeism-free equilibrium</title>
<p>Setting the right-hand side of <xref ref-type="disp-formula" rid="EQ4">Equation 4</xref> to zero with <italic>e</italic> &#x0003D; <italic>a</italic> &#x0003D; <italic>h</italic> &#x0003D; <italic>r</italic> &#x0003D; 0 gives the unique absenteeism-free equilibrium <inline-formula><mml:math id="M19"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">E</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>,</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:mn>0</mml:mn></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:math></inline-formula>.</p>
</sec>
<sec>
<label>3.3</label>
<title>The absenteeism threshold number</title>
<p>We compute <inline-formula><mml:math id="M20"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> by the next-generation matrix method, taking the behaviorally affected compartments in the order <italic>x</italic> &#x0003D; (<italic>e, a, h, r</italic>)<sup>&#x022A4;</sup>. The class <italic>r</italic> is retained in this subsystem: because re-engaged students relapse directly into occasional absence at rate &#x003C6;, the re-engaged class is not absorbing and contributes to onward transmission. This is a structural consequence of assumption (v) with no counterpart in either antecedent model. Since new adoption of absenteeism norms occurs only through entry into the exposed compartment, only the first row of the new-adoption matrix (F) contains non-zero entries; all entries in rows two to four are zero. The new-adoption and transition matrices at <inline-formula><mml:math id="M21"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">E</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> are presented in <xref ref-type="disp-formula" rid="EQ7">Equation 6</xref> as follows:</p>
<disp-formula id="EQ7"><mml:math id="M22"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mrow><mml:mi mathvariant="script">F</mml:mi><mml:mo>=</mml:mo></mml:mrow><mml:mrow><mml:mo stretchy="true">(</mml:mo><mml:mrow><mml:mtable columnalign="center"><mml:mtr><mml:mtd><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003B8;</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mi>&#x003B2;</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003C3;</mml:mi><mml:mtext>&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn></mml:mtd></mml:mtr></mml:mtable></mml:mrow><mml:mo stretchy="true">)</mml:mo></mml:mrow><mml:mo>,</mml:mo><mml:mtext>&#x02003;&#x02003;</mml:mtext><mml:mrow><mml:mi mathvariant="script">V</mml:mi><mml:mo>=</mml:mo></mml:mrow><mml:mrow><mml:mo stretchy="true">(</mml:mo><mml:mrow><mml:mtable columnalign="center"><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mo>-</mml:mo><mml:mi>&#x003BA;</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mo>-</mml:mo><mml:mi>&#x003C6;</mml:mi></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mo>-</mml:mo><mml:mi>&#x003B4;</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;</mml:mtext><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mtext>&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub></mml:mtd></mml:mtr></mml:mtable></mml:mrow><mml:mo stretchy="true">)</mml:mo></mml:mrow><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(6)</label></disp-formula>
<p>The quantity &#x00394; is defined in <xref ref-type="disp-formula" rid="EQ8">Equation 7</xref> as follows:</p>
<disp-formula id="EQ8"><mml:math id="M23"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mi>&#x00394;</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:mi>&#x003C6;</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mi>&#x003B4;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(7)</label></disp-formula>
<p><bold>Lemma 2</bold>. &#x00394; &#x0003E; 0 <italic>for all admissible parameter values</italic>.</p>
<p><italic>Proof</italic>. <italic>k</italic><sub>2</sub><italic>k</italic><sub>3</sub> &#x02212; (&#x003B3;<sub>1</sub><italic>k</italic><sub>3</sub> &#x0002B; &#x003B3;<sub>2</sub>&#x003B4;) &#x0003D; (&#x003B4; &#x0002B; &#x003BC;)(&#x003B3;<sub>2</sub> &#x0002B; &#x003BC;) &#x02212; &#x003B3;<sub>2</sub>&#x003B4; &#x0003D; &#x003BC;(&#x003B4; &#x0002B; &#x003B3;<sub>2</sub> &#x0002B; &#x003BC;) &#x0003E; 0, so <italic>k</italic><sub>2</sub><italic>k</italic><sub>3</sub> &#x0003E; &#x003B3;<sub>1</sub><italic>k</italic><sub>3</sub> &#x0002B; &#x003B3;<sub>2</sub>&#x003B4;. Since <italic>k</italic><sub>4</sub> &#x0003D; &#x003C9; &#x0002B; &#x003C6; &#x0002B; &#x003BC; &#x0003E; &#x003C6;, it follows that <italic>k</italic><sub>2</sub><italic>k</italic><sub>3</sub><italic>k</italic><sub>4</sub> &#x0003E; (&#x003B3;<sub>1</sub><italic>k</italic><sub>3</sub> &#x0002B; &#x003B3;<sub>2</sub>&#x003B4;)&#x003C6;.</p>
<p>Lemma 2 guarantees <inline-formula><mml:math id="M24"><mml:mo class="qopname">det</mml:mo><mml:mrow><mml:mi mathvariant="script">V</mml:mi><mml:mo>=</mml:mo></mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mi>&#x00394;</mml:mi><mml:mo>&#x02260;</mml:mo><mml:mn>0</mml:mn></mml:math></inline-formula>. Since <inline-formula><mml:math id="M25"><mml:mrow><mml:mi mathvariant="script">F</mml:mi></mml:mrow></mml:math></inline-formula> has rank one, the spectral radius of <inline-formula><mml:math id="M26"><mml:mrow><mml:mi mathvariant="script">F</mml:mi></mml:mrow><mml:msup><mml:mrow><mml:mrow><mml:mi mathvariant="script">V</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula> is its (1, 1) entry, giving</p>
<disp-formula id="EQ9"><mml:math id="M27"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>&#x003B2;</mml:mi></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfrac><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:mi>&#x003B8;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mfrac><mml:mrow><mml:mi>&#x003BA;</mml:mi><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C3;</mml:mi><mml:mi>&#x003B4;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:mi>&#x00394;</mml:mi></mml:mrow></mml:mfrac></mml:mrow><mml:mo>]</mml:mo></mml:mrow><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(8)</label></disp-formula>
<p>Expression (<xref ref-type="disp-formula" rid="EQ9">Equation 8</xref>) admits a direct behavioral reading. The first term is the contribution of the latent phase: a student spends a mean time 1/<italic>k</italic><sub>1</sub> exposed and transmits at the reduced weight &#x003B8; throughout. The second is the contribution of active absence, weighted by the probability &#x003BA;/<italic>k</italic><sub>1</sub> of progressing from exposure to absence and by the influence accumulated across the occasional and habitual phases. Setting the direct relapse rate &#x003C6; &#x0003D; 0 gives the threshold expression presented in <xref ref-type="disp-formula" rid="EQ10">Equation 9</xref>:</p>
<disp-formula id="EQ10"><mml:math id="M28"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mo>|</mml:mo></mml:mrow><mml:mrow><mml:mi>&#x003C6;</mml:mi><mml:mo>=</mml:mo><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003B8;</mml:mi></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfrac><mml:mo>&#x0002B;</mml:mo><mml:mfrac><mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003BA;</mml:mi></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfrac><mml:mo>&#x0002B;</mml:mo><mml:mfrac><mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003C3;</mml:mi><mml:mi>&#x003BA;</mml:mi><mml:mi>&#x003B4;</mml:mi></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfrac><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(9)</label></disp-formula>
<p>the sum of three stagewise contributions, which confirms the derivation.</p>
<sec>
<label>3.3.1</label>
<title>Comparison with antecedent threshold formulations</title>
<p>To clarify the structural contribution of the present threshold, it is useful to compare it with the two closest antecedent models. Teklu and Terefe [<xref ref-type="bibr" rid="B20">20</xref>] consider a susceptible&#x02013;exposed&#x02013;animosity&#x02013;treated system and obtain</p>
<disp-formula id="EQ11"><mml:math id="M29"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003BC;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003BC;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003B4;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow></mml:mfrac></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>which captures a latent stage followed by a single active behavioral state.</p>
<p>Adu et al. [<xref ref-type="bibr" rid="B6">6</xref>], in contrast, distinguish regular attendees, occasional absentees, habitual absentees, and reintegrated students and derive</p>
<disp-formula id="EQ12"><mml:math id="M30"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003C0;</mml:mi><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mi>&#x003BC;</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003BC;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003B4;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow></mml:mfrac></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>The present SEACR threshold extends these formulations by combining a latent stage, separate occasional and habitual absenteeism stages, graded behavioral influence, and a direct relapse pathway from re-engagement to occasional absence. Consequently, the present threshold is not directly reducible to either antecedent expression without imposing additional structural restrictions.</p>
<p>For a numerical comparison, we harmonized the antecedent formulations to the baseline parameter scale of the present model. Because Adu et al. [<xref ref-type="bibr" rid="B6">6</xref>] employ count-based mass-action incidence, their transmission coefficient was rescaled to the equivalent standard-incidence form before comparison. Using &#x003B2; &#x0003D; 0.18, &#x003BC; &#x0003D; 1/48, &#x003B4; &#x0003D; 0.08, &#x003B3;<sub>1</sub> &#x0003D; 0.15, and &#x003B3;<sub>2</sub> &#x0003D; 0.05 gives a harmonized threshold of approximately <italic>R</italic><sub>0</sub> &#x0003D; 0.8105 for the Adu et al. formulation. For the Teklu and Terefe [<xref ref-type="bibr" rid="B20">20</xref>] model, identifying their latent-to-active progression rate with &#x003BA; &#x0003D; 1/1.5 and their active-state removal rate with &#x003B3;<sub>1</sub> &#x0003D; 0.15 gives <italic>R</italic><sub>0</sub> &#x0003D; 1.0217. Under the same baseline configuration, the present SEACR model gives <italic>R</italic><sub>0</sub> &#x0003D; 2.4487. These differences should be interpreted as consequences of model structure rather than as direct empirical differences among student populations.</p>
<p><bold>Proposition 1</bold>. <inline-formula><mml:math id="M31"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> <italic>is strictly increasing in the direct relapse rate</italic> &#x003C6;.</p>
<p><italic>Proof</italic>. Write the bracketed term of <xref ref-type="disp-formula" rid="EQ9">Equation 8</xref> as &#x003B8; &#x0002B; &#x003BA;(<italic>k</italic><sub>3</sub> &#x0002B; &#x003C3;&#x003B4;)/[<italic>k</italic><sub>2</sub><italic>k</italic><sub>3</sub> &#x02212; &#x003C6;(&#x003B3;<sub>1</sub><italic>k</italic><sub>3</sub> &#x0002B; &#x003B3;<sub>2</sub>&#x003B4;)/<italic>k</italic><sub>4</sub>]. Since &#x003C6;/<italic>k</italic><sub>4</sub> &#x0003D; &#x003C6;/(&#x003C9; &#x0002B; &#x003BC; &#x0002B; &#x003C6;) is strictly increasing in &#x003C6;, the denominator is strictly decreasing in &#x003C6; and remains positive by Lemma 2.</p>
<p>Proposition 1 has no analog in either antecedent. Re-engagement that is not sustained does not merely fail to help; it raises the threshold, because it returns students to active absence without their having to be re-exposed. Retention of re-engaged students is therefore a control target in its own right.</p>
</sec>
</sec>
<sec>
<label>3.4</label>
<title>Absenteeism-persistent equilibrium</title>
<p><bold>Theorem 1</bold>. <italic>System (</italic><italic><xref ref-type="disp-formula" rid="EQ4">Equation 4</xref></italic><italic>) has no absenteeism-persistent equilibrium when</italic> <inline-formula><mml:math id="M32"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>&#x02264;</mml:mo><mml:mn>1</mml:mn></mml:math></inline-formula> <italic>and exactly one when</italic> <inline-formula><mml:math id="M33"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0003E;</mml:mo><mml:mn>1</mml:mn></mml:math></inline-formula><italic>, given by</italic></p>
<disp-formula id="EQ13"><mml:math id="M34"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msup><mml:mrow><mml:mi>s</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfrac><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msup><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mtext>&#x003A8;</mml:mtext></mml:mrow></mml:mfrac><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>-</mml:mo><mml:mfrac><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msup><mml:mrow><mml:mi>a</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>&#x003BA;</mml:mi><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:mi>&#x00394;</mml:mi></mml:mrow></mml:mfrac><mml:msup><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msup><mml:mrow><mml:mi>h</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>&#x003BA;</mml:mi><mml:mi>&#x003B4;</mml:mi><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:mi>&#x00394;</mml:mi></mml:mrow></mml:mfrac><mml:msup><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msup><mml:mrow><mml:mi>r</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mi>&#x003BA;</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mi>&#x003B4;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:mi>&#x00394;</mml:mi></mml:mrow></mml:mfrac><mml:msup><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(10)</label></disp-formula>
<p><italic>where</italic></p>
<disp-formula id="EQ14"><mml:math id="M39"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mi>&#x003C8;</mml:mi><mml:mo>=</mml:mo><mml:mn>1</mml:mn><mml:mo>&#x0002B;</mml:mo><mml:mfrac><mml:mrow><mml:mi>&#x003BA;</mml:mi><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003B4;</mml:mi><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mi>&#x003B4;</mml:mi></mml:mrow><mml:mo>]</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:mi>&#x00394;</mml:mi></mml:mrow></mml:mfrac></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p><italic>Proof</italic>. At equilibrium, the second equation of <xref ref-type="disp-formula" rid="EQ4">Equation 4</xref> gives <inline-formula><mml:math id="M40"><mml:msup><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mi>&#x003BB;</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:msup><mml:mrow><mml:mi>s</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>/</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula>. The third, fourth, and fifth give <inline-formula><mml:math id="M41"><mml:msup><mml:mrow><mml:mi>h</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mi>&#x003B4;</mml:mi><mml:msup><mml:mrow><mml:mi>a</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>/</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula>, <inline-formula><mml:math id="M42"><mml:msup><mml:mrow><mml:mi>r</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mi>a</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mi>&#x003B4;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>/</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math id="M43"><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:msup><mml:mrow><mml:mi>a</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mi>&#x003BA;</mml:mi><mml:msup><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C6;</mml:mi><mml:msup><mml:mrow><mml:mi>r</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula>. Eliminating <italic>r</italic><sup>&#x0002A;</sup> gives <inline-formula><mml:math id="M44"><mml:msup><mml:mrow><mml:mi>a</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mi>&#x00394;</mml:mi><mml:mo>/</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>=</mml:mo><mml:mi>&#x003BA;</mml:mi><mml:msup><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula>, hence <xref ref-type="disp-formula" rid="EQ13">Equation 10</xref>. Substituting into &#x003BB;<sup>&#x0002A;</sup> &#x0003D; &#x003B2;(&#x003B8;<italic>e</italic><sup>&#x0002A;</sup>&#x0002B;<italic>a</italic><sup>&#x0002A;</sup>&#x0002B;&#x003C3;<italic>h</italic><sup>&#x0002A;</sup>) gives <inline-formula><mml:math id="M45"><mml:msup><mml:mrow><mml:mi>&#x003BB;</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:msup><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula> by <xref ref-type="disp-formula" rid="EQ9">Equation 8</xref>; combining with <inline-formula><mml:math id="M46"><mml:msup><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mi>&#x003BB;</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:msup><mml:mrow><mml:mi>s</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>/</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> yields <inline-formula><mml:math id="M47"><mml:msup><mml:mrow><mml:mi>&#x003BB;</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mi>&#x003BB;</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:msup><mml:mrow><mml:mi>s</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula>, and since <inline-formula><mml:math id="M48"><mml:msup><mml:mrow><mml:mi>&#x003BB;</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>&#x02260;</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:msup><mml:mrow><mml:mi>s</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mn>1</mml:mn><mml:mo>/</mml:mo><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula>. The value of <italic>e</italic><sup>&#x0002A;</sup> follows from <italic>s</italic><sup>&#x0002A;</sup>&#x0002B;<italic>e</italic><sup>&#x0002A;</sup>&#x0002B;<italic>a</italic><sup>&#x0002A;</sup>&#x0002B;<italic>h</italic><sup>&#x0002A;</sup>&#x0002B;<italic>r</italic><sup>&#x0002A;</sup> &#x0003D; 1, and <italic>e</italic><sup>&#x0002A;</sup>&#x0003E;0 if and only if <inline-formula><mml:math id="M49"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0003E;</mml:mo><mml:mtext>&#x000A0;</mml:mtext><mml:mn>1</mml:mn></mml:math></inline-formula>.</p>
<p><bold><italic>Theorem 1</italic> </bold>establishes a forward (transcritical) bifurcation at <inline-formula><mml:math id="M50"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>1</mml:mn></mml:math></inline-formula>. Although relapse mechanisms can generate backward bifurcation in some compartmental models [<xref ref-type="bibr" rid="B21">21</xref>], the linear structure of the affected subsystem in the present model excludes such sub-threshold persistence. Thus, within the present model, reducing <italic>R</italic><sub>0</sub> below unity is sufficient for elimination of the absenteeism-persistent equilibrium and underpins the threshold-based control analysis in Sections 4&#x02013;6.</p>
</sec>
<sec>
<label>3.5</label>
<title>Local stability</title>
<p><bold>Theorem 2</bold>. <inline-formula><mml:math id="M51"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">E</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> <italic>is locally asymptotically stable if</italic> <inline-formula><mml:math id="M52"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0003C;</mml:mo><mml:mn>1</mml:mn></mml:math></inline-formula> <italic>and unstable if</italic> <inline-formula><mml:math id="M53"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0003E;</mml:mo><mml:mtext>&#x000A0;</mml:mtext><mml:mn>1</mml:mn></mml:math></inline-formula>.</p>
<p><italic>Proof</italic>. Immediate from Theorem 2 of van den Driessche and Watmough [<xref ref-type="bibr" rid="B22">22</xref>]: <inline-formula><mml:math id="M54"><mml:mrow><mml:mi mathvariant="script">F</mml:mi><mml:mo>&#x02265;</mml:mo></mml:mrow><mml:mn>0</mml:mn></mml:math></inline-formula>, <inline-formula><mml:math id="M55"><mml:mrow><mml:mi mathvariant="script">V</mml:mi></mml:mrow></mml:math></inline-formula> is a non-singular M-matrix by Lemma 2, and the absenteeism-free subsystem <italic>ds</italic>/<italic>dt</italic> &#x0003D; &#x003BC;(1&#x02212;<italic>s</italic>) is globally stable at <italic>s</italic> &#x0003D; 1.</p>
<p>The Jacobian of <xref ref-type="disp-formula" rid="EQ4">Equation 4</xref> at a general point is</p>
<disp-formula id="EQ15"><mml:math id="M56"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mi>J</mml:mi><mml:mo>=</mml:mo><mml:mrow><mml:mo stretchy="true">(</mml:mo><mml:mrow><mml:mtable columnalign="center"><mml:mtr><mml:mtd><mml:mo>-</mml:mo><mml:mi>&#x003BB;</mml:mi><mml:mo>-</mml:mo><mml:mi>&#x003BC;</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mo>-</mml:mo><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003B8;</mml:mi><mml:mi>s</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mo>-</mml:mo><mml:mi>&#x003B2;</mml:mi><mml:mi>s</mml:mi><mml:mo>-</mml:mo><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003C3;</mml:mi><mml:mi>s</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mi>&#x003C9;</mml:mi></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mi>&#x003BB;</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003B8;</mml:mi><mml:mi>s</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mi>&#x003B2;</mml:mi><mml:mi>s</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003C3;</mml:mi><mml:mi>s</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mi>&#x003BA;</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mi>&#x003C6;</mml:mi></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mi>&#x003B4;</mml:mi><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mn>0</mml:mn><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mtext>&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;&#x000A0;</mml:mtext><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub></mml:mtd></mml:mtr></mml:mtable></mml:mrow><mml:mo stretchy="true">)</mml:mo></mml:mrow><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(11)</label></disp-formula>
<p>Because the characteristic polynomial of <xref ref-type="disp-formula" rid="EQ15">Equation 11</xref> at <inline-formula><mml:math id="M57"><mml:msup><mml:mrow><mml:mrow><mml:mi mathvariant="script">E</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula> is quintic with coefficients that do not simplify usefully, we assess local stability of the persistent equilibrium by direct evaluation of the spectrum of <xref ref-type="disp-formula" rid="EQ15">Equation 11</xref> rather than by symbolic Routh&#x02013;Hurwitz conditions. Section 5.4 reports this verification over the sampled parameter region.</p>
</sec>
<sec>
<label>3.6</label>
<title>Global stability of the absenteeism-free equilibrium</title>
<p>The global stability of the absenteeism-free equilibrium is established using the matrix-theoretic Lyapunov construction of Shuai and van den Driessche [<xref ref-type="bibr" rid="B23">23</xref>]. The advantage of this approach is that the coefficients of the Lyapunov function are obtained systematically from the next-generation operator rather than selected by inspection.</p>
<p>Let</p>
<disp-formula id="EQ16"><mml:math id="M58"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>e</mml:mi><mml:mo>,</mml:mo><mml:mi>a</mml:mi><mml:mo>,</mml:mo><mml:mi>h</mml:mi><mml:mo>,</mml:mo><mml:mi>r</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>denote the vector of behaviorally affected compartments, and write</p>
<disp-formula id="EQ17"><mml:math id="M59"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mtext>&#x000A0;</mml:mtext><mml:mi>&#x003B2;</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003B8;</mml:mi><mml:mo>,</mml:mo><mml:mn>1</mml:mn><mml:mo>,</mml:mo><mml:mi>&#x003C3;</mml:mi><mml:mo>,</mml:mo><mml:mn>0</mml:mn></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>so that the new-adoption matrix can be written in rank-one form as</p>
<disp-formula id="EQ18"><mml:math id="M60"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mi>F</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>where <inline-formula><mml:math id="M61"><mml:msub><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>,</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:mn>0</mml:mn></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula>. At the absenteeism-free equilibrium, the next-generation matrix is <italic>FV</italic><sup>&#x02212;1</sup>, and the absenteeism threshold number is</p>
<disp-formula id="EQ19"><mml:math id="M62"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mi>&#x003C1;</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>F</mml:mi><mml:msup><mml:mrow><mml:mi>V</mml:mi></mml:mrow><mml:mrow><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mtext>&#x000A0;</mml:mtext><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:msup><mml:mrow><mml:mi>V</mml:mi></mml:mrow><mml:mrow><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:msub><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Define</p>
<disp-formula id="EQ20"><mml:math id="M63"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:msup><mml:mrow><mml:mi>V</mml:mi></mml:mrow><mml:mrow><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Then</p>
<disp-formula id="EQ21"><mml:math id="M64"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>F</mml:mi><mml:msup><mml:mrow><mml:mi>V</mml:mi></mml:mrow><mml:mrow><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:mtext>&#x000A0;</mml:mtext><mml:mi>&#x00026;</mml:mi></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mtext>&#x000A0;</mml:mtext><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:msup><mml:mrow><mml:mi>V</mml:mi></mml:mrow><mml:mrow><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:msub><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:msup><mml:mrow><mml:mi>V</mml:mi></mml:mrow><mml:mrow><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x000A0;&#x000A0;</mml:mtext></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:msup><mml:mrow><mml:mi>V</mml:mi></mml:mrow><mml:mrow><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:msub><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:msup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x000A0;&#x000A0;</mml:mtext></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:msub><mml:mrow><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:msup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Thus, <italic>g</italic><sup>&#x022A4;</sup> is a positive left Perron eigenvector of the next-generation matrix <italic>FV</italic><sup>&#x02212; 1</sup>.</p>
<p><bold>Theorem 3</bold>. If <inline-formula><mml:math id="M65"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>&#x02264;</mml:mo><mml:mn>1</mml:mn></mml:math></inline-formula>, then <inline-formula><mml:math id="M66"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">E</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> is globally asymptotically stable in &#x003A9;.</p>
<p>Proof. Define the Lyapunov function in <xref ref-type="disp-formula" rid="EQ22">Equation 12</xref> as follows:</p>
<disp-formula id="EQ22"><mml:math id="M67"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mi>L</mml:mi><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mi>e</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mi>a</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mi>h</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mi>r</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(12)</label></disp-formula>
<p>where the coefficients are obtained by solving</p>
<disp-formula id="EQ23"><mml:math id="M68"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msup><mml:mrow><mml:mi>V</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>g</mml:mi><mml:mo>=</mml:mo><mml:mi>f</mml:mi></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Solving the coefficient equations gives the expressions presented in <xref ref-type="disp-formula" rid="EQ24">Equation 13</xref>:</p>
<disp-formula id="EQ24"><mml:math id="M69"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:msub><mml:mrow><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mfrac><mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C3;</mml:mi><mml:mi>&#x003B4;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:mi>&#x00394;</mml:mi></mml:mrow></mml:mfrac></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mfrac><mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:mi>&#x003C3;</mml:mi><mml:mi>&#x00394;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mi>&#x003C6;</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C3;</mml:mi><mml:mi>&#x003B4;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mo>]</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mi>&#x00394;</mml:mi></mml:mrow></mml:mfrac></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mfrac><mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003D5;</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C3;</mml:mi><mml:mi>&#x003B4;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:mi>&#x00394;</mml:mi></mml:mrow></mml:mfrac><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(13)</label></disp-formula>
<p>By Lemma 2, all the coefficients are positive. Hence,</p>
<disp-formula id="EQ25"><mml:math id="M71"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mi>L</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>x</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>&#x02265;</mml:mo><mml:mn>0</mml:mn></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>&#x02200; <italic>x</italic>&#x02208;&#x003A9;, with <italic>L</italic>(<italic>x</italic>) &#x0003D; 0 only when</p>
<disp-formula id="EQ26"><mml:math id="M72"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mtext>&#x000A0;</mml:mtext><mml:mi>e</mml:mi><mml:mo>=</mml:mo><mml:mi>a</mml:mi><mml:mo>=</mml:mo><mml:mi>h</mml:mi><mml:mo>=</mml:mo><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>0</mml:mn><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>For the normalized system, the affected subsystem can be written as</p>
<disp-formula id="EQ27"><mml:math id="M73"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mi>&#x01E8B;</mml:mi><mml:mo>=</mml:mo><mml:mi>s</mml:mi><mml:mi>F</mml:mi><mml:mi>x</mml:mi><mml:mo>-</mml:mo><mml:mi>V</mml:mi><mml:mi>x</mml:mi><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Since 0 &#x02264; <italic>s</italic> &#x02264; 1 in the invariant region &#x003A9;, and <italic>Fx</italic>&#x02265;0 componentwise,</p>
<disp-formula id="EQ28"><mml:math id="M74"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mi>&#x01E8B;</mml:mi><mml:mo>=</mml:mo><mml:mi>s</mml:mi><mml:mi>F</mml:mi><mml:mi>x</mml:mi><mml:mo>-</mml:mo><mml:mi>V</mml:mi><mml:mi>x</mml:mi><mml:mo>&#x02264;</mml:mo><mml:mtext>&#x000A0;</mml:mtext><mml:mi>F</mml:mi><mml:mi>x</mml:mi><mml:mo>-</mml:mo><mml:mi>V</mml:mi><mml:mi>x</mml:mi><mml:mtext>&#x000A0;</mml:mtext><mml:mo>=</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>F</mml:mi><mml:mo>-</mml:mo><mml:mi>V</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>x</mml:mi><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Differentiating <italic>L</italic> along the trajectories of the system therefore gives</p>
<disp-formula id="EQ29"><mml:math id="M75"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mover accent="true"><mml:mrow><mml:mi>L</mml:mi></mml:mrow><mml:mo>&#x0002E;</mml:mo></mml:mover></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:msup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>&#x01E8B;</mml:mi></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x000A0;&#x000A0;</mml:mtext></mml:mtd><mml:mtd><mml:mo>&#x02264;</mml:mo></mml:mtd><mml:mtd><mml:msup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>F</mml:mi><mml:mo>-</mml:mo><mml:mi>V</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>x</mml:mi></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x000A0;</mml:mtext></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:msup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>F</mml:mi><mml:mi>x</mml:mi><mml:mo>-</mml:mo><mml:msup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>V</mml:mi><mml:mi>x</mml:mi><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Because <italic>g</italic><sup>&#x022A4;</sup> &#x0003D; <italic>f</italic><sup>&#x022A4;</sup><italic>V</italic><sup>&#x02212; 1</sup>,</p>
<disp-formula id="EQ30"><mml:math id="M76"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mtext>&#x000A0;</mml:mtext><mml:msup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>V</mml:mi><mml:mo>=</mml:mo><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Moreover,</p>
<disp-formula id="EQ31"><mml:math id="M77"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msup><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>F</mml:mi><mml:mtext>&#x000A0;</mml:mtext></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:msup><mml:mrow><mml:mi>V</mml:mi></mml:mrow><mml:mrow><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow></mml:msup><mml:msub><mml:mrow><mml:mi>e</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x000A0;</mml:mtext></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:msub><mml:mrow><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Consequently,</p>
<disp-formula id="EQ32"><mml:math id="M78"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mover accent="true"><mml:mrow><mml:mi>L</mml:mi></mml:mrow><mml:mo>&#x0002E;</mml:mo></mml:mover><mml:mo>&#x02264;</mml:mo><mml:mtext>&#x000A0;</mml:mtext><mml:msub><mml:mrow><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>x</mml:mi><mml:mo>-</mml:mo><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>x</mml:mi><mml:mtext>&#x000A0;</mml:mtext><mml:mo>=</mml:mo><mml:mtext>&#x000A0;</mml:mtext><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:mn>1</mml:mn></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>x</mml:mi><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>Since</p>
<disp-formula id="EQ33"><mml:math id="M79"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>x</mml:mi><mml:mtext>&#x000A0;</mml:mtext><mml:mo>=</mml:mo><mml:mi>&#x003B2;</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003B8;</mml:mi><mml:mi>e</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>a</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C3;</mml:mi><mml:mi>h</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>&#x02265;</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>it follows that</p>
<disp-formula id="EQ34"><mml:math id="M80"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mover accent="true"><mml:mrow><mml:mi>L</mml:mi></mml:mrow><mml:mo>&#x0002E;</mml:mo></mml:mover><mml:mo>&#x02264;</mml:mo><mml:mn>0</mml:mn><mml:mtext>&#x000A0;whenever&#x000A0;&#x000A0;</mml:mtext><mml:msub><mml:mrow><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0003C;</mml:mo><mml:mn>1</mml:mn><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>For <italic>R</italic><sub>0</sub> &#x0003C; 1, equality <inline-formula><mml:math id="M81"><mml:mover accent="true"><mml:mrow><mml:mi>L</mml:mi></mml:mrow><mml:mo>&#x0002E;</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:mn>0</mml:mn></mml:math></inline-formula> requires</p>
<disp-formula id="EQ35"><mml:math id="M82"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msup><mml:mrow><mml:mi>f</mml:mi></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>and, because <italic>&#x003B2;</italic>, <italic>&#x003B8;</italic>, <italic>&#x003C3;</italic> &#x0003E; 0,</p>
<disp-formula id="EQ36"><mml:math id="M83"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mi>e</mml:mi><mml:mo>=</mml:mo><mml:mi>a</mml:mi><mml:mo>=</mml:mo><mml:mi>h</mml:mi><mml:mo>=</mml:mo><mml:mn>0</mml:mn><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>For a trajectory to remain in this set, the re-engaged compartment must also satisfy <italic>r</italic> &#x0003D; 0. Since the normalized variables sum to unity, this subsequently gives <italic>s</italic> &#x0003D; 1. Therefore, the largest invariant subset of</p>
<disp-formula id="EQ37"><mml:math id="M84"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mover accent="true"><mml:mrow><mml:mi>L</mml:mi></mml:mrow><mml:mo>&#x0002E;</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:mn>0</mml:mn></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>is the absenteeism-free equilibrium</p>
<disp-formula id="EQ38"><mml:math id="M85"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mtext>&#x000A0;</mml:mtext><mml:msub><mml:mrow><mml:mi>E</mml:mi></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>,</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:mn>0</mml:mn></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>By LaSalle&#x00027;s [<xref ref-type="bibr" rid="B24">24</xref>] invariance principle, <italic>E</italic><sub>0</sub> is globally asymptotically stable whenever</p>
<disp-formula id="EQ39"><mml:math id="M86"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0003C;</mml:mo><mml:mn>1</mml:mn><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>That solving <inline-formula><mml:math id="M87"><mml:msup><mml:mrow><mml:mrow><mml:mi mathvariant="script">V</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mo>&#x022A4;</mml:mo></mml:mrow></mml:msup><mml:mi>g</mml:mi><mml:mo>=</mml:mo><mml:mi>f</mml:mi></mml:math></inline-formula> independently returns <inline-formula><mml:math id="M88"><mml:msub><mml:mrow><mml:mi>g</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> provides a check on expression (<xref ref-type="disp-formula" rid="EQ9">Equation 8</xref>).</p>
</sec>
</sec>
<sec id="s4">
<label>4</label>
<title>Optimal control analysis</title>
<sec>
<label>4.1</label>
<title>The control problem</title>
<p>We introduce three bounded, Lebesgue-measurable controls on [0, <italic>t</italic><sub><italic>f</italic></sub> ].</p>
<list list-type="bullet">
<list-item><p><italic>u</italic><sub>1</sub>(<italic>t</italic>) denotes prevention. It comprises institution-wide measures that reduce the effective contact rate through communication of attendance expectations including minimum attendance requirements for examination eligibility, and recognition of students who restore regular attendance. It scales the force of infection to (1&#x02212;<italic>u</italic><sub>1</sub> )&#x003BB;.</p></list-item>
<list-item><p><italic>u</italic><sub>2</sub>(<italic>t</italic>) denotes early intervention. It comprises attendance monitoring with prompt follow-up. This may include roll call or biometric registration, automatic flagging after a threshold number of absences, and contact by an academic adviser. It augments the early re-engagement rate to &#x003B3;<sub>1</sub>&#x0002B; &#x003C8;<sub>1</sub><italic>u</italic><sub>2</sub>.</p></list-item>
<list-item><p><italic>u</italic><sub>3</sub>(<italic>t</italic>) denotes remediation. It comprises counseling, academic support, and structured re-entry for students whose absence is already established. It augments the remediation rate to &#x003B3;<sub>2</sub>&#x0002B; &#x003C8;<sub>2</sub><italic>u</italic><sub>3</sub>.</p></list-item>
</list>
<p>The constants &#x003C8;<sub>1</sub>, &#x003C8;<sub>2</sub>&#x0003E;0 are the maximum achievable increments in the respective re-engagement rates. The separation of <italic>u</italic><sub>2</sub> and <italic>u</italic><sub>3</sub> by stage is the purpose of this approach: the controls act on different compartments, so their comparison answers a substantive question about the allocation of institutional resources. The controlled system is</p>
<disp-formula id="EQ40"><mml:math id="M89"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mi>&#x003A0;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C9;</mml:mi><mml:mi>R</mml:mi><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>&#x003BB;</mml:mi><mml:mi>S</mml:mi><mml:mo>-</mml:mo><mml:mi>&#x003BC;</mml:mi><mml:mi>S</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>E</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>&#x003BB;</mml:mi><mml:mi>S</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mi>E</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>A</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mi>&#x003BA;</mml:mi><mml:mi>E</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003D5;</mml:mi><mml:mi>R</mml:mi><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003B4;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>A</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>C</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mi>&#x003B4;</mml:mi><mml:mi>A</mml:mi><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>C</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mfrac><mml:mrow><mml:mi>d</mml:mi><mml:mi>R</mml:mi></mml:mrow><mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mtd><mml:mtd><mml:mo>=</mml:mo></mml:mtd><mml:mtd><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>A</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>C</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mi>R</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(14)</label></disp-formula>
<p>over the admissible set</p>
<disp-formula id="EQ41"><mml:math id="M92"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mi>U</mml:mi><mml:mo>=</mml:mo><mml:mrow><mml:mo>{</mml:mo><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>&#x02208;</mml:mo><mml:msup><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msup><mml:mrow><mml:mi>L</mml:mi></mml:mrow><mml:mrow><mml:mi>&#x0221E;</mml:mi></mml:mrow></mml:msup><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:msub><mml:mrow><mml:mi>t</mml:mi></mml:mrow><mml:mrow><mml:mi>f</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mo>]</mml:mo></mml:mrow></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msup><mml:mo>:</mml:mo><mml:mn>0</mml:mn><mml:mo>&#x02264;</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>t</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>&#x02264;</mml:mo><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mi>i</mml:mi></mml:mrow><mml:mrow><mml:mo class="qopname">max</mml:mo></mml:mrow></mml:msubsup><mml:mo>&#x02264;</mml:mo><mml:mn>1</mml:mn><mml:mtext>&#x000A0;</mml:mtext></mml:mrow><mml:mo>}</mml:mo></mml:mrow><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>We minimize</p>
<disp-formula id="EQ42"><mml:math id="M93"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mi>J</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:msubsup><mml:mrow><mml:mo>&#x0222B;</mml:mo></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mi>t</mml:mi></mml:mrow><mml:mrow><mml:mi>f</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:msubsup></mml:mstyle><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>W</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mi>A</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>W</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mi>C</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mfrac><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:mfrac><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>B</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>B</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>B</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mo>]</mml:mo></mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(15)</label></disp-formula>
<p>subject to <xref ref-type="disp-formula" rid="EQ40">Equation 14</xref>, where <italic>W</italic><sub>1</sub>, <italic>W</italic><sub>2</sub> &#x0003E; 0 weight the instructional cost of occasional and habitual absence, with <italic>W</italic><sub>2</sub> &#x0003E; <italic>W</italic><sub>1</sub> since established absence carries the larger academic penalty, and <italic>B</italic><sub>1</sub>, <italic>B</italic><sub>2</sub>, <italic>B</italic><sub>3</sub> &#x0003E; 0 are the relative programme costs. The quadratic form reflects increasing marginal cost of intervention intensity.</p>
</sec>
<sec>
<label>4.2</label>
<title>Existence</title>
<p><bold>Theorem 4</bold>. <italic>There exists an optimal control triple in</italic> <inline-formula><mml:math id="M94"><mml:mrow><mml:mi mathvariant="script">U</mml:mi></mml:mrow></mml:math></inline-formula> <italic>with a corresponding state solution minimizing</italic> <italic>J</italic>.</p>
<p><italic>Proof</italic>. We verify the conditions of Fleming and Rishel [<xref ref-type="bibr" rid="B25">25</xref>]. The admissible set is non-empty, since <italic>u</italic><sub>1</sub> &#x0003D; <italic>u</italic><sub>2</sub> &#x0003D; <italic>u</italic><sub>3</sub> &#x0003D; 0 is admissible and <xref ref-type="disp-formula" rid="EQ40">Equation 14</xref> then reduces to <xref ref-type="disp-formula" rid="EQ2">Equation 2</xref>, whose solutions exist and are bounded by Lemma 1. <inline-formula><mml:math id="M95"><mml:mrow><mml:mi mathvariant="script">U</mml:mi></mml:mrow></mml:math></inline-formula> is closed and convex by construction. The right-hand side of <xref ref-type="disp-formula" rid="EQ40">Equation 14</xref> is bounded by a linear function of the state and is Lipschitz in the state uniformly in the controls, since all states are bounded by <italic>N</italic> and controls by unity. The integrand of <xref ref-type="disp-formula" rid="EQ42">Equation 15</xref> is convex in the controls, its Hessian being <italic>diag</italic> (<italic>B</italic><sub>1</sub>, <italic>B</italic><sub>2</sub>, <italic>B</italic><sub>3</sub>) &#x0003E; 0. Finally, the integrand is bounded below by <inline-formula><mml:math id="M96"><mml:msub><mml:mrow><mml:mi>n</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msup><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:munder class="msub"><mml:mrow><mml:mo>&#x02211;</mml:mo></mml:mrow><mml:mrow><mml:mi>i</mml:mi></mml:mrow></mml:munder><mml:mo>|</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:msup><mml:mrow><mml:mo>|</mml:mo></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msup></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mi>n</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>/</mml:mo><mml:mn>2</mml:mn></mml:mrow></mml:msup><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>n</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> with <italic>n</italic><sub>3</sub> &#x0003D; 2, <inline-formula><mml:math id="M97"><mml:msub><mml:mrow><mml:mi>n</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:mfrac><mml:mi>m</mml:mi><mml:mi>i</mml:mi><mml:mi>n</mml:mi><mml:mrow><mml:mo>{</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>c</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mrow><mml:mi>c</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mrow><mml:mi>c</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo>}</mml:mo></mml:mrow></mml:math></inline-formula>, and <italic>n</italic><sub>2</sub> &#x0003D; 0, using <italic>W</italic><sub>1</sub><italic>A</italic>&#x0002B;<italic>W</italic><sub>2</sub><italic>C</italic> &#x02265; 0.</p>
</sec>
<sec>
<label>4.3</label>
<title>Characterization</title>
<p><bold>Theorem 5</bold>. <italic>Let</italic> <inline-formula><mml:math id="M98"><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msubsup><mml:mo>,</mml:mo><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msubsup><mml:mo>,</mml:mo><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msubsup></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:math></inline-formula> <italic>be optimal with associated states. Then there exist adjoint variables</italic> <italic>p</italic><sub>1</sub>, &#x02026;, <italic>p</italic><sub>5</sub> <italic>satisfying</italic></p>
<disp-formula id="EQ43"><mml:math id="M99"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:msubsup><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mi>&#x02032;</mml:mi></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>&#x003BB;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:mrow><mml:mo>]</mml:mo></mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>&#x003BB;</mml:mi><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msubsup><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mi>&#x02032;</mml:mi></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mfrac><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003B8;</mml:mi><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>N</mml:mi></mml:mrow></mml:mfrac><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:mi>&#x003BA;</mml:mi><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msubsup><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow><mml:mrow><mml:mi>&#x02032;</mml:mi></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>W</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mfrac><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>N</mml:mi></mml:mrow></mml:mfrac><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003B4;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x02003;&#x02003;</mml:mtext><mml:mo>-</mml:mo><mml:mi>&#x003B4;</mml:mi><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>5</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msubsup><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow><mml:mrow><mml:mi>&#x02032;</mml:mi></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>W</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mfrac><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:mi>&#x003C3;</mml:mi><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:mi>N</mml:mi></mml:mrow></mml:mfrac><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x02003;&#x02003;</mml:mtext><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>5</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msubsup><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>5</mml:mn></mml:mrow><mml:mrow><mml:mi>&#x02032;</mml:mi></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>5</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:mi>&#x003C9;</mml:mi><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:mi>&#x003C6;</mml:mi><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(16)</label></disp-formula>
<p><italic>with</italic> <italic>p</italic><sub><italic>i</italic></sub>(<italic>t</italic><sub><italic>f</italic></sub>) &#x0003D; 0<italic>, and the optimal controls are</italic></p>
<disp-formula id="EQ44"><mml:math id="M102"><mml:mtable class="eqnarray" columnalign="right"><mml:mtr><mml:mtd><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mi>m</mml:mi><mml:mi>i</mml:mi><mml:mi>n</mml:mi><mml:mrow><mml:mo>{</mml:mo><mml:mrow><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mo class="qopname">max</mml:mo></mml:mrow></mml:msubsup><mml:mo>,</mml:mo><mml:mi>m</mml:mi><mml:mi>a</mml:mi><mml:mi>x</mml:mi><mml:mrow><mml:mo>{</mml:mo><mml:mrow><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:mfrac><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>&#x003BB;</mml:mi><mml:mi>S</mml:mi></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mi>B</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mrow><mml:mo>}</mml:mo></mml:mrow></mml:mrow><mml:mo>}</mml:mo></mml:mrow><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mi>m</mml:mi><mml:mi>i</mml:mi><mml:mi>n</mml:mi><mml:mrow><mml:mo>{</mml:mo><mml:mrow><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mo class="qopname">max</mml:mo></mml:mrow></mml:msubsup><mml:mo>,</mml:mo><mml:mi>m</mml:mi><mml:mi>a</mml:mi><mml:mi>x</mml:mi><mml:mrow><mml:mo>{</mml:mo><mml:mrow><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:mfrac><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mi>A</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>5</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mi>B</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mrow><mml:mo>}</mml:mo></mml:mrow></mml:mrow><mml:mo>}</mml:mo></mml:mrow><mml:mo>,</mml:mo></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msubsup><mml:mi>&#x00026;</mml:mi><mml:mo>=</mml:mo><mml:mi>m</mml:mi><mml:mi>i</mml:mi><mml:mi>n</mml:mi><mml:mrow><mml:mo>{</mml:mo><mml:mrow><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow><mml:mrow><mml:mo class="qopname">max</mml:mo></mml:mrow></mml:msubsup><mml:mo>,</mml:mo><mml:mi>m</mml:mi><mml:mi>a</mml:mi><mml:mi>x</mml:mi><mml:mrow><mml:mo>{</mml:mo><mml:mrow><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:mfrac><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mi>C</mml:mi><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>5</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mi>B</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:mfrac></mml:mrow><mml:mo>}</mml:mo></mml:mrow></mml:mrow><mml:mo>}</mml:mo></mml:mrow><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(17)</label></disp-formula>
<p><italic>Proof</italic> . The Hamiltonian associated with the optimal control problem is defined in <xref ref-type="disp-formula" rid="EQ45">Equation 18</xref> as follows:</p>
<disp-formula id="EQ45"><mml:math id="M106"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mrow><mml:mi mathvariant="script">H</mml:mi></mml:mrow><mml:mo>=</mml:mo><mml:msub><mml:mrow><mml:mi>W</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mi>A</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>W</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mi>C</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mfrac><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:mfrac><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>B</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>B</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>B</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x02003;&#x02003;</mml:mtext><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:mi>&#x003A0;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003C9;</mml:mi><mml:mi>R</mml:mi><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>&#x003BB;</mml:mi><mml:mi>S</mml:mi><mml:mo>-</mml:mo><mml:mi>&#x003BC;</mml:mi><mml:mi>S</mml:mi></mml:mrow><mml:mo>]</mml:mo></mml:mrow><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mn>1</mml:mn><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>&#x003BB;</mml:mi><mml:mi>S</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mi>E</mml:mi></mml:mrow><mml:mo>]</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x02003;&#x02003;</mml:mtext><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:mi>&#x003BA;</mml:mi><mml:mi>E</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003D5;</mml:mi><mml:mi>R</mml:mi><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003B4;</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>A</mml:mi></mml:mrow><mml:mo>]</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x02003;&#x02003;</mml:mtext><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:mi>&#x003B4;</mml:mi><mml:mi>A</mml:mi><mml:mo>-</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:mi>&#x003BC;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>C</mml:mi></mml:mrow><mml:mo>]</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mtext>&#x02003;&#x02003;</mml:mtext><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>5</mml:mn></mml:mrow></mml:msub><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>A</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>&#x003B3;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>&#x003C8;</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>C</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mi>k</mml:mi></mml:mrow><mml:mrow><mml:mn>4</mml:mn></mml:mrow></mml:msub><mml:mi>R</mml:mi></mml:mrow><mml:mo>]</mml:mo></mml:mrow><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(18)</label></disp-formula>
<p>System (<xref ref-type="disp-formula" rid="EQ43">Equation 16</xref>) follows from <inline-formula><mml:math id="M109"><mml:msubsup><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mi>i</mml:mi></mml:mrow><mml:mrow><mml:mi>&#x02032;</mml:mi></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mi>&#x02202;</mml:mi><mml:mrow><mml:mi mathvariant="script">H</mml:mi><mml:mo>/</mml:mo></mml:mrow><mml:mi>&#x02202;</mml:mi><mml:msub><mml:mrow><mml:mi>x</mml:mi></mml:mrow><mml:mrow><mml:mi>i</mml:mi></mml:mrow></mml:msub></mml:math></inline-formula>, using &#x02202;&#x003BB;/&#x02202;<italic>E</italic> &#x0003D; &#x003B2;&#x003B8;/<italic>N</italic>, &#x02202;&#x003BB;/&#x02202;<italic>A</italic> &#x0003D; &#x003B2;/<italic>N</italic>, and &#x02202;&#x003BB;/&#x02202;<italic>C</italic> &#x0003D; &#x003B2;&#x003C3;/<italic>N</italic>. Solving <inline-formula><mml:math id="M110"><mml:mi>&#x02202;</mml:mi><mml:mrow><mml:mi mathvariant="script">H</mml:mi><mml:mo>/</mml:mo></mml:mrow><mml:mi>&#x02202;</mml:mi><mml:msub><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>0</mml:mn></mml:math></inline-formula> on the interior of <inline-formula><mml:math id="M111"><mml:mrow><mml:mi mathvariant="script">U</mml:mi></mml:mrow></mml:math></inline-formula> gives <italic>c</italic><sub>1</sub><italic>u</italic><sub>1</sub> &#x0003D; (<italic>p</italic><sub>2</sub>&#x02212;<italic>p</italic><sub>1</sub>)&#x003BB;<italic>S</italic>, <italic>c</italic><sub>2</sub><italic>u</italic><sub>2</sub> &#x0003D; &#x003C8;<sub>1</sub><italic>A</italic>(<italic>p</italic><sub>3</sub>&#x02212;<italic>p</italic><sub>5</sub>), and <italic>c</italic><sub>3</sub><italic>u</italic><sub>3</sub> &#x0003D; &#x003C8;<sub>2</sub><italic>C</italic>(<italic>p</italic><sub>4</sub>&#x02212;<italic>p</italic><sub>5</sub>); projection onto <inline-formula><mml:math id="M112"><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:mn>0</mml:mn><mml:mo>,</mml:mo><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mi>i</mml:mi></mml:mrow><mml:mrow><mml:mo class="qopname">max</mml:mo></mml:mrow></mml:msubsup></mml:mrow><mml:mo>]</mml:mo></mml:mrow></mml:math></inline-formula> gives <xref ref-type="disp-formula" rid="EQ44">Equation 17</xref>.</p>
<p>The characterizations have a clear interpretation. Control <italic>u</italic><sub>2</sub> activates precisely when <italic>p</italic><sub>3</sub>&#x0003E;<italic>p</italic><sub>5</sub>, that is, when the shadow cost of an additional occasional absentee exceeds that of an additional re-engaged student, and <italic>u</italic><sub>3</sub> when <italic>p</italic><sub>4</sub>&#x0003E;<italic>p</italic><sub>5</sub>. The relapse rate &#x003C6; enters <inline-formula><mml:math id="M113"><mml:msubsup><mml:mrow><mml:mi>p</mml:mi></mml:mrow><mml:mrow><mml:mn>5</mml:mn></mml:mrow><mml:mrow><mml:mi>&#x02032;</mml:mi></mml:mrow></mml:msubsup></mml:math></inline-formula> directly, so a cohort with poor retention carries a higher shadow cost on <italic>R</italic>, which narrows both gaps and depresses both re-engagement controls. This is the dynamic counterpart of Proposition 1.</p>
</sec>
</sec>
<sec id="s5">
<label>5</label>
<title>Numerical simulations</title>
<sec>
<label>5.1</label>
<title>Parameter values</title>
<p>The parameter values in <xref ref-type="table" rid="T3">Table 3</xref> are assumed and are chosen to be dimensionally coherent for a university cohort observed over 4 academic years, with time measured in months. The parameter values used in the simulations are therefore illustrative and are not estimates derived from empirical attendance data. Consequently, the numerical results should be interpreted as demonstrations of the behavior of the proposed model rather than as predictions for a specific university cohort. The consequence for interpretation is discussed further in Section 7.</p>
<table-wrap position="float" id="T3">
<label>Table 3</label>
<caption><p>Assumed parameter values.</p></caption>
<table frame="box" rules="all">
<thead>
<tr>
<th valign="top" align="left">Parameter</th>
<th valign="top" align="left">Value</th>
<th valign="top" align="left">Unit</th>
<th valign="top" align="left">Basis</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left"><italic>N</italic></td>
<td valign="top" align="left">2,000 students</td>
<td valign="top" align="left">students</td>
<td valign="top" align="left">Illustrative faculty-sized cohort</td>
</tr>
<tr>
<td valign="top" align="left">&#x003BC;</td>
<td valign="top" align="left">1/48</td>
<td valign="top" align="left">month<sup>&#x02212;1</sup></td>
<td valign="top" align="left">Mean 4-year residence</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B2;</td>
<td valign="top" align="left">0.18</td>
<td valign="top" align="left">month<sup>&#x02212;1</sup></td>
<td valign="top" align="left">Assumed</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B8;</td>
<td valign="top" align="left">0.30</td>
<td valign="top" align="left">dimensionless</td>
<td valign="top" align="left">Assumed; exposed students transmit at reduced weight</td>
</tr>
<tr>
<td valign="top" align="left">&#x003C3;</td>
<td valign="top" align="left">1.60</td>
<td valign="top" align="left">dimensionless</td>
<td valign="top" align="left">Assumed; habitual absence is more visible</td>
</tr>
<tr>
<td valign="top" align="left">&#x003BA;</td>
<td valign="top" align="left">1/1.5</td>
<td valign="top" align="left">month<sup>&#x02212;1</sup></td>
<td valign="top" align="left">Mean latency 1.5 months</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B4;</td>
<td valign="top" align="left">0.08</td>
<td valign="top" align="left">month<sup>&#x02212;1</sup></td>
<td valign="top" align="left">Assumed</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B3;<sub>1</sub></td>
<td valign="top" align="left">0.15</td>
<td valign="top" align="left">month<sup>&#x02212;1</sup></td>
<td valign="top" align="left">Assumed</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B3;<sub>2</sub></td>
<td valign="top" align="left">0.05</td>
<td valign="top" align="left">month<sup>&#x02212;1</sup></td>
<td valign="top" align="left">Assumed; habitual absence is harder to reverse</td>
</tr>
<tr>
<td valign="top" align="left">&#x003C9;</td>
<td valign="top" align="left">0.20</td>
<td valign="top" align="left">month<sup>&#x02212;1</sup></td>
<td valign="top" align="left">Assumed</td>
</tr>
<tr>
<td valign="top" align="left">&#x003C6;</td>
<td valign="top" align="left">0.06</td>
<td valign="top" align="left">month<sup>&#x02212;1</sup></td>
<td valign="top" align="left">Assumed</td>
</tr>
<tr>
<td valign="top" align="left">&#x003C8;<sub>1</sub>, &#x003C8;<sub>2</sub></td>
<td valign="top" align="left">0.50, 0.40</td>
<td valign="top" align="left">month<sup>&#x02212;1</sup></td>
<td valign="top" align="left">Maximum control-induced increments</td>
</tr>
<tr>
<td valign="top" align="left"><italic>W</italic><sub>1</sub>, <italic>W</italic><sub>2</sub></td>
<td valign="top" align="left">1, 3</td>
<td valign="top" align="left">dimensionless</td>
<td valign="top" align="left">Relative burden of occasional and habitual absence</td>
</tr>
<tr>
<td valign="top" align="left"><italic>B</italic><sub>1</sub>, <italic>B</italic><sub>2</sub>, <italic>B</italic><sub>3</sub></td>
<td valign="top" align="left">50, 30, 80</td>
<td valign="top" align="left">model cost units</td>
<td valign="top" align="left">Relative programme costs</td>
</tr>
<tr>
<td valign="top" align="left"><inline-formula><mml:math id="M105"><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mi>i</mml:mi></mml:mrow><mml:mrow><mml:mo class="qopname">max</mml:mo></mml:mrow></mml:msubsup></mml:math></inline-formula></td>
<td valign="top" align="left">0.9</td>
<td valign="top" align="left">dimensionless</td>
<td valign="top" align="left">Maximum feasible intervention intensity</td>
</tr></tbody>
</table>
</table-wrap>
<p>Several parameters have direct structural counterparts in earlier behavioral compartmental models. In particular, &#x003B2;, &#x003B4;, &#x003B3;<sub>1</sub>, and &#x003B3;<sub>2</sub> represent transmission, progression from occasional to habitual absenteeism, early re-engagement, and remediation processes that are also represented in the absenteeism model of Adu et al. [<xref ref-type="bibr" rid="B6">6</xref>]. The latent-stage progression parameter &#x003BA; is motivated by the exposed-to-active behavioral transition in Teklu and Terefe [<xref ref-type="bibr" rid="B20">20</xref>]. The relative influence parameters &#x003B8; and &#x003C3;, together with the direct relapse parameter &#x003D5;, are extensions introduced in the present SEACR formulation to distinguish the behavioral influence of exposed and habitual absentees and to represent relapse after re-engagement. The numerical values assigned to these parameters are illustrative because the antecedent studies do not provide empirically calibrated estimates that can be transferred directly to the present five-compartment model.</p>
<p>The optimality system was solved by the forward&#x02013;backward sweep method [<xref ref-type="bibr" rid="B26">26</xref>] with fourth-order Runge&#x02013;Kutta integration on a grid of 2,400 intervals over <italic>t</italic><sub><italic>f</italic></sub> &#x0003D; 48 months, controls updated by a weighted convex combination, and convergence declared at a relative tolerance of 10<sup>&#x02212;4</sup>; all runs converged within 31 iterations.</p>
<p>With these values, <italic>k</italic><sub>1</sub> &#x0003D; 0.6875, <italic>k</italic><sub>2</sub> &#x0003D; 0.250833, <italic>k</italic><sub>3</sub> &#x0003D; 0.070833, <italic>k</italic><sub>4</sub> &#x0003D; 0.280833, and &#x00394; &#x0003D; 4.11217 &#x000D7; 10<sup>&#x02212;3</sup> &#x0003E; 0, consistent with Lemma 2. Expression (<xref ref-type="disp-formula" rid="EQ9">Equation 8</xref>) gives</p>
<disp-formula id="EQ46"><mml:math id="M116"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>2</mml:mn><mml:mo>.</mml:mo><mml:mn>4487</mml:mn><mml:mo>.</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p><bold><italic>Theorem 1</italic> </bold>then gives the absenteeism-persistent equilibrium in proportions (<italic>s</italic><sup>&#x0002A;</sup>, <italic>e</italic><sup>&#x0002A;</sup>, <italic>a</italic><sup>&#x0002A;</sup>, <italic>h</italic><sup>&#x0002A;</sup>, <italic>r</italic><sup>&#x0002A;</sup>) &#x0003D; (0.4084, 0.0578, 0.1864, 0.2105, 0.1370), equivalently (817, 116, 373, 421, 274) students. Substituting these values into the right-hand side of <xref ref-type="disp-formula" rid="EQ4">Equation 4</xref> returns residuals of the order of 10<sup>&#x02212;18</sup>, and <inline-formula><mml:math id="M117"><mml:msup><mml:mrow><mml:mi>s</mml:mi></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup><mml:mo>=</mml:mo><mml:mn>1</mml:mn><mml:mo>/</mml:mo><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> holds to machine precision, confirming the algebra of Theorem 1.</p>
</sec>
<sec>
<label>5.2</label>
<title>Model dynamics</title>
<p><xref ref-type="fig" rid="F2">Figure 2</xref> shows the uncontrolled trajectories under two transmission regimes. At &#x003B2; &#x0003D; 0.18, giving <inline-formula><mml:math id="M118"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>2</mml:mn><mml:mo>.</mml:mo><mml:mn>4487</mml:mn></mml:math></inline-formula>, the regular-attendee class declines from 1,700 to approximately 880 over 4 years while occasional and habitual absence rise toward the predicted equilibrium, confirming Theorem 2. At &#x003B2; &#x0003D; 0.06, giving <inline-formula><mml:math id="M119"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>0</mml:mn><mml:mo>.</mml:mo><mml:mn>8162</mml:mn></mml:math></inline-formula>, all four affected classes decay toward zero and the cohort returns to full regular attendance, consistent with Theorem 3.</p>
<fig position="float" id="F2">
<label>Figure 2</label>
<caption><p>Uncontrolled dynamics of the SEACR model. <bold>(a)</bold> <inline-formula><mml:math id="M114"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>2</mml:mn><mml:mo>.</mml:mo><mml:mn>45</mml:mn></mml:math></inline-formula>; <bold>(b)</bold> <inline-formula><mml:math id="M115"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>0</mml:mn><mml:mo>.</mml:mo><mml:mn>82</mml:mn></mml:math></inline-formula>. Note that habitual absence overtakes the re-engaged class within the first year and continues to accumulate. The habitual compartment is the slowest to fill and the slowest to empty, since <italic>k</italic><sub>3</sub> &#x0003D; 0.0708 is the smallest of the four composite rates: once absence becomes established, it is highly persistent, which is precisely the argument for intervening before it does.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fams-12-1981280-g0002.tif">
<alt-text content-type="machine-generated">Side-by-side line graphs compare student group trends over forty-eight months for basic reproduction numbers R naught of two point four five and zero point eight two. Regular S group decreases and all other groups gradually rise in panel (a), while Regular S increases slightly and other groups decline or stabilize in panel (b). Legend identifies lines for Regular S, Exposed E, Occasional A, Habitual C, and Re-engaged R.</alt-text>
</graphic>
</fig>
</sec>
<sec>
<label>5.3</label>
<title>Sensitivity analysis</title>
<p>Normalized forward sensitivity indices computed from <xref ref-type="disp-formula" rid="EQ9">Equation 8</xref> are given in <xref ref-type="table" rid="T4">Table 4</xref>. As theory requires, <inline-formula><mml:math id="M120"><mml:msubsup><mml:mrow><mml:mi>&#x003C7;</mml:mi></mml:mrow><mml:mrow><mml:mi>&#x003B2;</mml:mi></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:mrow></mml:msubsup><mml:mo>=</mml:mo><mml:mn>1</mml:mn></mml:math></inline-formula> exactly, since <inline-formula><mml:math id="M121"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> is linear in &#x003B2;; this serves as a check on the numerical differentiation.</p>
<table-wrap position="float" id="T4">
<label>Table 4</label>
<caption><p>Normalized forward sensitivity indices of <inline-formula><mml:math id="M122"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula>.</p></caption>
<table frame="box" rules="all">
<thead>
<tr>
<th valign="top" align="left">Parameter</th>
<th valign="top" align="center">Index</th>
<th valign="top" align="center">Parameter</th>
<th valign="top" align="center">Index</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">&#x003B2;</td>
<td valign="top" align="center">&#x0002B;1.0000</td>
<td valign="top" align="center">&#x003B4;</td>
<td valign="top" align="center">&#x0002B;0.3050</td>
</tr>
<tr>
<td valign="top" align="left">&#x003C3;</td>
<td valign="top" align="center">&#x0002B;0.6231</td>
<td valign="top" align="center">&#x003C6;</td>
<td valign="top" align="center">&#x0002B;0.1624</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B3;<sub>1</sub></td>
<td valign="top" align="center">&#x02212;0.5523</td>
<td valign="top" align="center">&#x003C9;</td>
<td valign="top" align="center">&#x02212;0.1471</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B3;<sub>2</sub></td>
<td valign="top" align="center">&#x02212;0.4232</td>
<td valign="top" align="center">&#x003B8;</td>
<td valign="top" align="center">&#x0002B;0.0321</td>
</tr>
<tr>
<td valign="top" align="left">&#x003BC;</td>
<td valign="top" align="center">&#x02212;0.3431</td>
<td valign="top" align="center">&#x003BA;</td>
<td valign="top" align="center">&#x02212;0.0018</td>
</tr></tbody>
</table>
</table-wrap>
<p>Global sensitivity analysis was performed by Latin hypercube sampling of 2,000 parameter sets over &#x000B1;50% of the baseline values, with <inline-formula><mml:math id="M123"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> as the response function; partial rank correlation coefficients (PRCCs) are shown in <xref ref-type="fig" rid="F3">Figure 3</xref> and <xref ref-type="table" rid="T5">Table 5</xref>.</p>
<fig position="float" id="F3">
<label>Figure 3</label>
<caption><p>Partial rank correlation coefficients (PRCCs) of the model parameters with <italic>R</italic><sub>0</sub> as the response function, based on 2,000 Latin hypercube samples. The dashed lines at PRCC &#x0003D; &#x0002B;0.5 and PRCC &#x0003D; &#x02212;0.5 are visual guides for comparatively strong positive and negative associations, respectively. LHS, Latin hypercube sampling.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fams-12-1981280-g0003.tif">
<alt-text content-type="machine-generated">Bar chart showing PRCC values for eight parameters labeled beta, theta, sigma, kappa, delta, gamma one, gamma two, omega, and phi, with positive bars in red and negative bars in blue. Red dashed lines mark confidence bounds at plus and minus 0.5. The chart evaluates parameter importance for R naught as the response function using 2000 LHS samples.</alt-text>
</graphic>
</fig>
<table-wrap position="float" id="T5">
<label>Table 5</label>
<caption><p>Partial rank correlation coefficients (PRCCs; <inline-formula><mml:math id="M127"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> as the response, <italic>n</italic> &#x0003D; 2, 000).</p></caption>
<table frame="box" rules="all">
<thead>
<tr>
<th valign="top" align="left">Parameter</th>
<th valign="top" align="center">PRCC</th>
<th valign="top" align="center"><italic>p</italic><italic>-value</italic></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">&#x003B2;</td>
<td valign="top" align="center">&#x0002B;0.9678</td>
<td valign="top" align="center">&#x0003C; 10<sup>&#x02212;15</sup></td>
</tr>
<tr>
<td valign="top" align="left">&#x003C3;</td>
<td valign="top" align="center">&#x0002B;0.7387</td>
<td valign="top" align="center">&#x0003C; 10<sup>&#x02212;15</sup></td>
</tr>
<tr>
<td valign="top" align="left">&#x003B4;</td>
<td valign="top" align="center">&#x0002B;0.7254</td>
<td valign="top" align="center">&#x0003C; 10<sup>&#x02212;15</sup></td>
</tr>
<tr>
<td valign="top" align="left">&#x003C6;</td>
<td valign="top" align="center">&#x0002B;0.4940</td>
<td valign="top" align="center">&#x0003C; 10<sup>&#x02212;15</sup></td>
</tr>
<tr>
<td valign="top" align="left">&#x003B8;</td>
<td valign="top" align="center">&#x0002B;0.1235</td>
<td valign="top" align="center">3.2 &#x000D7; 10<sup>&#x02212;8</sup></td>
</tr>
<tr>
<td valign="top" align="left">&#x003BA;</td>
<td valign="top" align="center">&#x02212;0.0023</td>
<td valign="top" align="center">0.918</td>
</tr>
<tr>
<td valign="top" align="left">&#x003C9;</td>
<td valign="top" align="center">&#x02212;0.4665</td>
<td valign="top" align="center">&#x0003C; 10<sup>&#x02212;15</sup></td>
</tr>
<tr>
<td valign="top" align="left">&#x003B3;<sub>2</sub></td>
<td valign="top" align="center">&#x02212;0.8253</td>
<td valign="top" align="center">&#x0003C; 10<sup>&#x02212;15</sup></td>
</tr>
<tr>
<td valign="top" align="left">&#x003B3;<sub>1</sub></td>
<td valign="top" align="center">&#x02212;0.8944</td>
<td valign="top" align="center">&#x0003C; 10<sup>&#x02212;15</sup></td>
</tr></tbody>
</table>
</table-wrap>
<p>The dashed horizontal lines at PRCC &#x000B1;0.5 are included only as visual reference points for identifying parameters with comparatively strong positive or negative monotonic relationships with <italic>R</italic><sub>0</sub>; they are not statistical significance thresholds.</p>
<p>The results first show that the early re-engagement rate &#x003B3;_1 is the most influential protective parameter, with |&#x02212;0.8944| exceeding the value |&#x02212;0.8253| of the remediation rate &#x003B3;_2, and the same ordering appears in the local indices (&#x02212;0.5523 against &#x02212;0.4232). A given proportional improvement in the rate at which occasional absentees are recovered reduces the threshold more than the same proportional improvement in the rate at which habitual absentees are remediated. This is a structural result about where in the progression intervention has the most leverage, and it does not depend on any cost assumption. Second, the relapse rate (&#x003D5;) has a substantial positive PRCC of &#x0002B;0.4940, confirming Proposition 1 numerically across the sampled region and establishing relapse as an important driver of absenteeism persistence. The escalation rate (&#x003B4;) also has a positive association with the absenteeism threshold, indicating that faster progression from occasional to habitual absence contributes to absenteeism persistence.</p>
<p>The positive association between relapse and the threshold indicates that the benefits of re-engagement are less durable when students return rapidly to occasional absenteeism. Third, &#x003BA; is not significantly associated with <inline-formula><mml:math id="M128"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> (<italic>PRCC</italic> &#x0003D; &#x02212;0.0023, <italic>p</italic> &#x0003D; 0.918), matching its near-zero local index. This is initially surprising but follows from <xref ref-type="disp-formula" rid="EQ9">Equation 8</xref> as lengthening the latent phase delays progression to absence without preventing it, and the two effects&#x02014;longer time transmitting at weight &#x003B8; and later arrival in the higher-weight classes&#x02014;very nearly cancel. Within the assumed parameter configuration, slowing progression from exposure to absence has relatively limited influence on the threshold unless progression is also interrupted through re-engagement or related support.</p>
<p><xref ref-type="fig" rid="F4">Figure 4</xref> presents contour plots of <inline-formula><mml:math id="M129"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub></mml:math></inline-formula> over (&#x003B3;<sub>1</sub>, &#x003B3;<sub>2</sub>) and over (&#x003B2;, &#x003C6;), with the critical contour <inline-formula><mml:math id="M130"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>1</mml:mn></mml:math></inline-formula> marked. <xref ref-type="fig" rid="F4">Figure 4a</xref> shows that the critical contour is reached at more modest values of &#x003B3;<sub>1</sub> than of &#x003B3;<sub>2</sub>; <xref ref-type="fig" rid="F4">Figure 4b</xref> shows that the transmission rate required for persistence falls as relapse rises.</p>
<fig position="float" id="F4">
<label>Figure 4</label>
<caption><p>Contour plots of the absenteeism threshold number. The white contour marks <inline-formula><mml:math id="M124"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mn>1</mml:mn></mml:math></inline-formula>. <bold>(a)</bold> <inline-formula><mml:math id="M125"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo></mml:math></inline-formula> (&#x003B3;<sub>1</sub>, &#x003B3;<sub>2</sub>); <bold>(b)</bold> <inline-formula><mml:math id="M126"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>&#x003B2;</mml:mi><mml:mo>,</mml:mo><mml:mi>&#x003C6;</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:math></inline-formula>.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fams-12-1981280-g0004.tif">
<alt-text content-type="machine-generated">Two heatmaps compare how R0 values change with different parameter pairs, with the left panel showing R0 as a function of &#x003B3;1 and &#x003B3;2 and the right panel plotting R0 against &#x003B2; and &#x003C6;. Both heatmaps use color bars to indicate R0 values, ranging from lower values in dark shades to higher values in yellow, with axis labels specifying variable ranges and a white contour line visible in the right panel.</alt-text>
</graphic>
</fig>
</sec>
<sec>
<label>5.4</label>
<title>Local stability of the persistent equilibrium</title>
<p>At the baseline parameter values, the Jacobian (<xref ref-type="disp-formula" rid="EQ15">Equation 11</xref>) evaluated at <inline-formula><mml:math id="M131"><mml:msup><mml:mrow><mml:mrow><mml:mi mathvariant="script">E</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula> has the spectrum</p>
<disp-formula id="EQ47"><mml:math id="M132"><mml:mtable columnalign="left"><mml:mtr><mml:mtd><mml:mrow><mml:mo>{</mml:mo><mml:mrow><mml:mo>-</mml:mo><mml:mn>0</mml:mn><mml:mo>.</mml:mo><mml:mn>766459</mml:mn><mml:mo>,</mml:mo><mml:mo>-</mml:mo><mml:mn>0</mml:mn><mml:mo>.</mml:mo><mml:mn>266006</mml:mn><mml:mo>&#x000B1;</mml:mo><mml:mn>0</mml:mn><mml:mo>.</mml:mo><mml:mn>096369</mml:mn><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mo>-</mml:mo><mml:mn>0</mml:mn><mml:mo>.</mml:mo><mml:mn>066756</mml:mn><mml:mo>,</mml:mo><mml:mo>-</mml:mo><mml:mn>0</mml:mn><mml:mo>.</mml:mo><mml:mn>020833</mml:mn></mml:mrow><mml:mo>}</mml:mo></mml:mrow><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>
<p>all of which have negative real parts, so <inline-formula><mml:math id="M133"><mml:msup><mml:mrow><mml:mrow><mml:mi mathvariant="script">E</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mo>*</mml:mo></mml:mrow></mml:msup></mml:math></inline-formula> is locally asymptotically stable. The complex pair indicates a damped oscillatory approach, consistent with the shoulder visible in the occasional-absentee trajectory of <xref ref-type="fig" rid="F2">Figure 2a</xref>.</p>
<p>To establish that this is not an artifact of the particular parameter choice, we drew 5,000 parameter sets from the same Latin hypercube region used in Section 5.3, retained the 4,935 for which <inline-formula><mml:math id="M134"><mml:msub><mml:mrow><mml:mrow><mml:mi mathvariant="script">R</mml:mi></mml:mrow></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow></mml:msub><mml:mo>&#x0003E;</mml:mo><mml:mn>1</mml:mn></mml:math></inline-formula>, and computed the spectrum of <xref ref-type="disp-formula" rid="EQ15">Equation 11</xref> at the corresponding persistent equilibrium in each case. In every one of the 4,935 cases, the maximum real part was strictly negative, the largest value observed across the whole sample being &#x02212;2.396 &#x000D7; 10<sup>&#x02212;4</sup>. Across the sampled parameter region, all 4,935 parameter sets for which the absenteeism-persistent equilibrium exists produced Jacobian eigenvalues with strictly negative maximum real parts. Thus, the persistent equilibrium is locally asymptotically stable for every parameter configuration examined. This finding provides strong numerical evidence that local stability is robust within the investigated parameter region. It should not, however, be interpreted as a proof of global asymptotic stability. Numerical verification, regardless of the number of parameter sets examined, cannot exclude qualitatively different behavior outside the sampled region or establish convergence of every admissible trajectory to the persistent equilibrium.</p>
</sec>
<sec>
<label>5.5</label>
<title>Optimal control simulations</title>
<p>Seven strategies were simulated: each control singly, each pair, and all three. <xref ref-type="fig" rid="F5">Figure 5</xref> shows the occasional and habitual absentee trajectories under each, against the uncontrolled baseline. <xref ref-type="fig" rid="F6">Figure 6</xref> shows control profiles for Strategies 2, 3, and 7.</p>
<fig position="float" id="F5">
<label>Figure 5</label>
<caption><p><bold>(a)</bold> Occasional and <bold>(b)</bold> Habitual absentee trajectories under all seven control strategies, against the uncontrolled baseline (dashed).</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fams-12-1981280-g0005.tif">
<alt-text content-type="machine-generated">Two line charts comparing the effect of various control strategies on absentee numbers over forty-eight months. Panel a shows occasional absentees A, and panel b shows habitual absentees C, both plotted against time. Multiple colored lines represent different control strategies, and a dashed black line shows absentee increase with no control. Control strategies reduce absentee numbers over time compared to no control, with varying effectiveness among the strategies. A legend indicates the color and strategy assignments.</alt-text>
</graphic>
</fig>
<fig position="float" id="F6">
<label>Figure 6</label>
<caption><p>Optimal control profiles for Strategies 2, 3, and 7.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fams-12-1981280-g0006.tif">
<alt-text content-type="machine-generated">Three control profile line graphs compare strategies over 50 months. The left graph shows u2 remaining near 1.0 then dropping sharply. The middle graph shows u3 with a similar high, sudden decrease. The right graph shows u1, u2 and u3 all declining gradually, with u2 and u3 following similar curves and u1 slightly lower. Each strategy represents either single or combined intervention profiles.</alt-text>
</graphic>
</fig>
<p>The single-control profiles remain close to the upper bound of 0.9 for about 45 months before declining near the end of the intervention period. This pattern reflects the way the assumed absenteeism-burden weights, intervention costs, and terminal conditions interact in the model. It should not be interpreted as a recommendation for universities to maintain maximum intervention intensity continuously for almost 4 academic years. Rather, under the present model assumptions, sustained intervention continues to produce greater benefits than costs for most of the simulation period.</p>
<p>In practice, maintaining such a high level of intervention for this length of time may be difficult. Universities operate under staffing, counseling, monitoring, budgetary, and other implementation constraints that are not explicitly represented in the model. Future extensions could therefore incorporate cumulative budget limits, capacity constraints, time-varying intervention costs, or alternative cost structures to produce control profiles that more closely reflect real institutional conditions. The control trajectories reported here should thus be understood as mathematical optima under the assumed model structure and cost weights, rather than as exact operational schedules.</p>
<p>Under Strategy 7, the control profiles begin to taper from about month 10, and each intervention is applied at a lower intensity than when used alone. This is because the three controls act at different stages of the absenteeism process and partly complement or substitute for one another. Notably, <italic>u</italic><sub>2</sub> remains the most intensively applied control during the tapering phase, which is consistent with the sensitivity analysis. Over the 48-month simulation period, the uncontrolled cohort accumulates 25,095.5 student-months of absence. Under the assumed parameter values, Strategy 7 averts 24,278.0 student-months, representing 96.7% of the uncontrolled burden and the largest reduction among the seven strategies considered. By comparison, Strategy 3, which relies on remediation alone, averts 15,610.8 student-months of absence and is the least effective of the single-control strategies because it intervenes only after absenteeism has become established.</p>
</sec>
</sec>
<sec id="s6">
<label>6</label>
<title>Cost-effectiveness analysis</title>
<sec>
<label>6.1</label>
<title>ACER and ICER</title>
<p>The average cost-effectiveness ratio (ACER) measures the average intervention cost required to avert one unit of absenteeism and is calculated as the total intervention cost divided by the total absenteeism averted. The incremental cost-effectiveness ratio (ICER) compares two strategies and represents the additional cost required to obtain one additional unit of absenteeism averted when moving from a less effective strategy to a more effective strategy. Accordingly, the average cost-effectiveness ratio (ACER) and incremental cost-effectiveness ratio (ICER) are computed using <xref ref-type="disp-formula" rid="EQ48">Equation 19</xref> as follows:</p>
<disp-formula id="EQ48"><mml:math id="M135"><mml:mtable class="eqnarray" columnalign="left"><mml:mtr><mml:mtd><mml:mtext>ACER</mml:mtext><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mtext>total&#x000A0;intervention&#x000A0;cost</mml:mtext></mml:mrow><mml:mrow><mml:mtext>absenteeism&#x000A0;averted</mml:mtext></mml:mrow></mml:mfrac><mml:mo>,</mml:mo><mml:mtext>&#x000A0;&#x000A0;</mml:mtext><mml:msub><mml:mrow><mml:mtext>ICER</mml:mtext></mml:mrow><mml:mrow><mml:mi>i</mml:mi><mml:mo>,</mml:mo><mml:mi>j</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:msub><mml:mrow><mml:mtext>cost</mml:mtext></mml:mrow><mml:mrow><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mtext>cost</mml:mtext></mml:mrow><mml:mrow><mml:mi>j</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mtext>averted</mml:mtext></mml:mrow><mml:mrow><mml:mi>i</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mtext>averted</mml:mtext></mml:mrow><mml:mrow><mml:mi>j</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:mfrac><mml:mo>,</mml:mo></mml:mtd></mml:mtr></mml:mtable></mml:math><label>(19)</label></disp-formula>
<p>Thus, ACER represents the average model-based intervention cost per student-month of absenteeism averted, whereas ICER represents the additional cost per additional student-month of absenteeism averted when one strategy is compared with another.</p>
<p>With total cost <inline-formula><mml:math id="M136"><mml:mi>C</mml:mi><mml:mi>T</mml:mi><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:mfrac><mml:msubsup><mml:mrow><mml:mo>&#x0222B;</mml:mo></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mi>t</mml:mi></mml:mrow><mml:mrow><mml:mi>f</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:msubsup><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mi>B</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow></mml:msub><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>1</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>B</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msub><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup><mml:mo>&#x0002B;</mml:mo><mml:msub><mml:mrow><mml:mi>B</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow></mml:msub><mml:msubsup><mml:mrow><mml:mi>u</mml:mi></mml:mrow><mml:mrow><mml:mn>3</mml:mn></mml:mrow><mml:mrow><mml:mn>2</mml:mn></mml:mrow></mml:msubsup></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:math></inline-formula>, absenteeism averted is measured as <inline-formula><mml:math id="M137"><mml:msubsup><mml:mrow><mml:mo>&#x0222B;</mml:mo></mml:mrow><mml:mrow><mml:mn>0</mml:mn></mml:mrow><mml:mrow><mml:msub><mml:mrow><mml:mi>t</mml:mi></mml:mrow><mml:mrow><mml:mi>f</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:msubsup><mml:mrow><mml:mo>[</mml:mo><mml:mrow><mml:msub><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>A</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>C</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:mi>n</mml:mi><mml:mi>o</mml:mi><mml:mtext>&#x000A0;</mml:mtext><mml:mi>c</mml:mi><mml:mi>o</mml:mi><mml:mi>n</mml:mi><mml:mi>t</mml:mi><mml:mi>r</mml:mi><mml:mi>o</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mrow><mml:mrow><mml:mo stretchy="false">(</mml:mo><mml:mrow><mml:mi>A</mml:mi><mml:mo>&#x0002B;</mml:mo><mml:mi>C</mml:mi></mml:mrow><mml:mo stretchy="false">)</mml:mo></mml:mrow></mml:mrow><mml:mrow><mml:mi>c</mml:mi><mml:mi>o</mml:mi><mml:mi>n</mml:mi><mml:mi>t</mml:mi><mml:mi>r</mml:mi><mml:mi>o</mml:mi><mml:mi>l</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mo>]</mml:mo></mml:mrow><mml:mi>d</mml:mi><mml:mi>t</mml:mi></mml:math></inline-formula>, in student-months of absence rather than in headcount. This distinction is stated explicitly because the antecedent literature is not consistent on the measure used.</p>
<p>Strategy 2 has the lowest ACER at 0.027021 and Strategy 3 the highest at 0.095938, a factor of 3.6. The relationship between total intervention cost and absenteeism averted across the seven intervention strategies is illustrated in <xref ref-type="fig" rid="F7">Figure 7</xref>. Strategy 7 costs less than Strategies 4, 5, and 6 while averting more, because the three controls substitute for one another and each is used less intensively, as <xref ref-type="fig" rid="F6">Figure 6</xref> shows; combined strategies are not simply the sum of their parts. Additionally, under these weights, remediation alone is both the most expensive and the least effective single strategy. Its low effectiveness is a property of the model structure and does not depend on the costing; its high cost does, as Section 6.2 shows.</p>
<fig position="float" id="F7">
<label>Figure 7</label>
<caption><p>Cost-effectiveness plane showing total intervention cost against absenteeism averted for Strategies S1&#x02013;S7.</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fams-12-1981280-g0007.tif">
<alt-text content-type="machine-generated">Scatter plot depicting cost-effectiveness of seven intervention strategies labeled S1 to S7, with total intervention cost on the y-axis and absenteeism averted in student-months on the x-axis. Strategies cluster in the upper left and lower right, indicating trade-offs between cost and absenteeism averted.</alt-text>
</graphic>
</fig>
<p>Recursive ICER elimination proceeds as follows. Strategy 1 is eliminated first, having the highest incremental ratio at 0.7299; then Strategy 5 at 0.2882, Strategy 4 at 0.1553, Strategy 6 at 0.1210, and Strategy 3 at 0.0959. The final comparison is between Strategies 2 and 7, with <italic>ICER</italic> &#x0003D; 0.0892 for Strategy 7 against an ACER of 0.0270 for Strategy 2. Strategy 2, representing early intervention among occasional absentees, survives the recursive elimination procedure.</p>
</sec>
<sec>
<label>6.2</label>
<title>Robustness of the ranking</title>
<p>The conclusion of Section 6.1 rests on the assumed cost weights (<italic>B</italic><sub>1</sub>, <italic>B</italic><sub>2</sub>, <italic>B</italic><sub>3</sub>) &#x0003D; (50, 30, 80), and its sensitivity to alternative assumptions should be assessed. We therefore recomputed the full seven-strategy comparison across a grid of cost weights. <xref ref-type="table" rid="T6">Table 6</xref> reports the ACER-minimizing strategy at selected points of the grid <italic>B</italic><sub>2</sub>, <italic>B</italic><sub>3</sub>&#x02208;[15, 110] with <italic>B</italic><sub>1</sub> fixed at 50.</p>
<table-wrap position="float" id="T6">
<label>Table 6</label>
<caption><p>ACER-minimizing strategy at selected cost weights.</p></caption>
<table frame="box" rules="all">
<thead>
<tr>
<th valign="top" align="left">c_1</th>
<th valign="top" align="center">c_2</th>
<th valign="top" align="center">c_3</th>
<th valign="top" align="center">Best strategy</th>
<th valign="top" align="center">ACER</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">50</td>
<td valign="top" align="center">30</td>
<td valign="top" align="center">80</td>
<td valign="top" align="center">2 (<italic>u</italic><sub>2</sub>)</td>
<td valign="top" align="center">0.027021</td>
</tr>
<tr>
<td valign="top" align="left">50</td>
<td valign="top" align="center">15</td>
<td valign="top" align="center">100</td>
<td valign="top" align="center">2 (<italic>u</italic><sub>2</sub>)</td>
<td valign="top" align="center">0.013743</td>
</tr>
<tr>
<td valign="top" align="left">50</td>
<td valign="top" align="center">30</td>
<td valign="top" align="center">30</td>
<td valign="top" align="center">2 (<italic>u</italic><sub>2</sub>)</td>
<td valign="top" align="center">0.027021</td>
</tr>
<tr>
<td valign="top" align="left">50</td>
<td valign="top" align="center">80</td>
<td valign="top" align="center">30</td>
<td valign="top" align="center">7 (all three)</td>
<td valign="top" align="center">0.036176</td>
</tr>
<tr>
<td valign="top" align="left">50</td>
<td valign="top" align="center">50</td>
<td valign="top" align="center">50</td>
<td valign="top" align="center">7 (all three)</td>
<td valign="top" align="center">0.035859</td>
</tr>
<tr>
<td valign="top" align="left">50</td>
<td valign="top" align="center">60</td>
<td valign="top" align="center">40</td>
<td valign="top" align="center">7 (all three)</td>
<td valign="top" align="center">0.035676</td>
</tr>
<tr>
<td valign="top" align="left">20</td>
<td valign="top" align="center">60</td>
<td valign="top" align="center">60</td>
<td valign="top" align="center">1 (<italic>u</italic><sub>1</sub>)</td>
<td valign="top" align="center">0.016992</td>
</tr>
<tr>
<td valign="top" align="left">50</td>
<td valign="top" align="center">30</td>
<td valign="top" align="center">15</td>
<td valign="top" align="center">3 (<italic>u</italic><sub>3</sub>)</td>
<td valign="top" align="center">0.01794</td>
</tr>
<tr>
<td valign="top" align="left">50</td>
<td valign="top" align="center">70</td>
<td valign="top" align="center">15</td>
<td valign="top" align="center">3 (<italic>u</italic><sub>3</sub>)</td>
<td valign="top" align="center">0.01794</td>
</tr></tbody>
</table>
</table-wrap>
<p>The ranking is not robust. Hence, early intervention is preferred when it is inexpensive relative to remediation. The combined strategy becomes preferred once the two are comparably priced. Prevention alone is preferred when it is inexpensive relative to both; most strikingly, when remediation is made inexpensive (<italic>B</italic><sub>3</sub> &#x0003D; 15), the ACER criterion selects Strategy 3 (remediation alone) despite its averting the least absence of any strategy in <xref ref-type="table" rid="T7">Table 7</xref>. That last case exposes a limitation of ACER itself as a selection criterion (a strategy can minimize cost per unit averted while leaving most of the burden in place). Since none of <italic>B</italic><sub>1</sub>, <italic>B</italic><sub>2</sub>, or <italic>B</italic><sub>3</sub> is estimated from data here or in the antecedent literature, the ordering of strategies by ACER should be regarded as conditional on an unverified assumption. This matters beyond the present paper. Adu et al. [<xref ref-type="bibr" rid="B6">6</xref>] conclude that class attendance monitoring alone is the most cost-effective strategy for reducing absenteeism, on the basis of a single set of assumed weights and without a robustness check. Our Strategy 2 is the closest analog of their recommended strategy, and we reach the same conclusion under the baseline cost weights. However, the preferred strategy changes under alternative assumed cost configurations. We therefore regard the more general qualitative result as the defensible one: early intervention tends to outperform late remediation under the baseline behavioral parameterization, a finding that is also supported by the PRCC ordering independently of the assumed cost weights. The finer ranking among the remaining strategies should be interpreted as conditional on the assumed programme-cost structure.</p>
<table-wrap position="float" id="T7">
<label>Table 7</label>
<caption><p>Absenteeism averted, cost, and average cost-effectiveness ratio (ACER) by strategy (ascending in absenteeism averted).</p></caption>
<table frame="box" rules="all">
<thead>
<tr>
<th valign="top" align="left">Strategy</th>
<th valign="top" align="center">Controls</th>
<th valign="top" align="center">Averted (student-months)</th>
<th valign="top" align="center">Cost</th>
<th valign="top" align="center">ACER</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">3</td>
<td valign="top" align="center"><italic>u</italic><sub>3</sub></td>
<td valign="top" align="center">15,610.84</td>
<td valign="top" align="center">1,497.67</td>
<td valign="top" align="center">0.095938</td>
</tr>
<tr>
<td valign="top" align="left">2</td>
<td valign="top" align="center"><italic>u</italic><sub>2</sub></td>
<td valign="top" align="center">20,898.22</td>
<td valign="top" align="center">564.69</td>
<td valign="top" align="center"><bold>0.027021</bold></td>
</tr>
<tr>
<td valign="top" align="left">1</td>
<td valign="top" align="center"><italic>u</italic><sub>1</sub></td>
<td valign="top" align="center">21,302.77</td>
<td valign="top" align="center">859.97</td>
<td valign="top" align="center">0.040369</td>
</tr>
<tr>
<td valign="top" align="left">5</td>
<td valign="top" align="center"><italic>u</italic><sub>1</sub>, <italic>u</italic><sub>3</sub></td>
<td valign="top" align="center">23,106.18</td>
<td valign="top" align="center">1,201.03</td>
<td valign="top" align="center">0.051979</td>
</tr>
<tr>
<td valign="top" align="left">4</td>
<td valign="top" align="center"><italic>u</italic><sub>1</sub>, <italic>u</italic><sub>2</sub></td>
<td valign="top" align="center">23,459.12</td>
<td valign="top" align="center">962.35</td>
<td valign="top" align="center">0.041023</td>
</tr>
<tr>
<td valign="top" align="left">6</td>
<td valign="top" align="center"><italic>u</italic><sub>2</sub>, <italic>u</italic><sub>3</sub></td>
<td valign="top" align="center">23,849.50</td>
<td valign="top" align="center">921.86</td>
<td valign="top" align="center">0.038653</td>
</tr>
<tr>
<td valign="top" align="left">7</td>
<td valign="top" align="center"><italic>u</italic><sub>1</sub>, <italic>u</italic><sub>2</sub>, <italic>u</italic><sub>3</sub></td>
<td valign="top" align="center">24,278.03</td>
<td valign="top" align="center">866.32</td>
<td valign="top" align="center">0.035683</td>
</tr></tbody>
</table>
<table-wrap-foot>
<p>Bold values indicate the highlighted results for the corresponding cost-effectiveness measures.</p>
</table-wrap-foot>
</table-wrap>
</sec>
<sec>
<label>6.3</label>
<title>Robustness to model-parameter variation</title>
<p>To complement the cost-weight analysis, we examined whether the optimal-control profiles and cost-effectiveness ranking were sensitive to uncertainty in key behavioral parameters. The transmission rate &#x003B2;, early re-engagement rate &#x003B3;<sub>1</sub>, remediation rate &#x003B3;<sub>2</sub>, relapse rate &#x003C6;, and escalation rate &#x003B4; were each varied independently by &#x000B1;20% around their baseline values, while all other parameters and cost weights were held fixed. For each scenario, the optimality system was re-solved for all seven strategies and the corresponding absenteeism averted, intervention cost, ACER, and control trajectories were recalculated. The results of the parameter perturbation analysis are summarized in <xref ref-type="table" rid="T8">Table 8</xref>. Across all 10 perturbation scenarios, Strategy 2 retained the lowest ACER, while Strategy 7 retained the second-lowest ACER. Thus, the leading cost-effectiveness ordering was stable under the moderate one-at-a-time parameter variations considered here. The optimal-control intensities, however, changed quantitatively across scenarios. For Strategy 7, the time-averaged value of <italic>u</italic><sub>1</sub> ranged from 0.302 to 0.416, <italic>u</italic><sub>2</sub> from 0.509 to 0.556, and <italic>u</italic><sub>3</sub> from 0.333 to 0.367 over the 48-month intervention horizon. Higher transmission increased the required prevention intensity, lower baseline early re-engagement increased the optimal intensity of <italic>u</italic><sub>2</sub>, and higher relapse increased the overall intensity of the combined intervention. These results suggest that, within the &#x000B1;20% perturbation range examined, uncertainty in behavioral parameters affects the magnitude of the optimal intervention effort more strongly than the leading cost-effectiveness ranking.</p>
<table-wrap position="float" id="T8">
<label>Table 8</label>
<caption><p>Robustness of cost-effectiveness ranking and Strategy 7 control intensity to &#x000B1;20% parameter perturbations.</p></caption>
<table frame="box" rules="all">
<thead>
<tr>
<th valign="top" align="left">Scenario</th>
<th valign="top" align="center">Lowest-ACER strategy</th>
<th valign="top" align="center">Lowest ACER</th>
<th valign="top" align="center">Mean <italic>u</italic><sub>1</sub>, Strategy 7</th>
<th valign="top" align="center">Mean <italic>u</italic><sub>2</sub>, Strategy 7</th>
<th valign="top" align="center">Mean <italic>u</italic><sub>3</sub>, Strategy 7</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Baseline</td>
<td valign="top" align="center">2</td>
<td valign="top" align="center">0.0270</td>
<td valign="top" align="center">0.366</td>
<td valign="top" align="center">0.533</td>
<td valign="top" align="center">0.352</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B2;&#x02212;20%</td>
<td valign="top" align="center">2</td>
<td valign="top" align="center">0.0343</td>
<td valign="top" align="center">0.302</td>
<td valign="top" align="center">0.509</td>
<td valign="top" align="center">0.344</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B2;&#x0002B;20%</td>
<td valign="top" align="center">2</td>
<td valign="top" align="center">0.0233</td>
<td valign="top" align="center">0.416</td>
<td valign="top" align="center">0.535</td>
<td valign="top" align="center">0.349</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B3;<sub>1</sub>&#x02212;20%</td>
<td valign="top" align="center">2</td>
<td valign="top" align="center">0.0230</td>
<td valign="top" align="center">0.381</td>
<td valign="top" align="center">0.556</td>
<td valign="top" align="center">0.356</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B3;<sub>1</sub>&#x0002B;20%</td>
<td valign="top" align="center">2</td>
<td valign="top" align="center">0.0317</td>
<td valign="top" align="center">0.352</td>
<td valign="top" align="center">0.512</td>
<td valign="top" align="center">0.347</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B3;<sub>2</sub>&#x02212;20%</td>
<td valign="top" align="center">2</td>
<td valign="top" align="center">0.0260</td>
<td valign="top" align="center">0.371</td>
<td valign="top" align="center">0.536</td>
<td valign="top" align="center">0.364</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B3;<sub>2</sub>&#x0002B;20%</td>
<td valign="top" align="center">2</td>
<td valign="top" align="center">0.0280</td>
<td valign="top" align="center">0.362</td>
<td valign="top" align="center">0.531</td>
<td valign="top" align="center">0.340</td>
</tr>
<tr>
<td valign="top" align="left">&#x003C6;&#x02212;20%</td>
<td valign="top" align="center">2</td>
<td valign="top" align="center">0.0276</td>
<td valign="top" align="center">0.348</td>
<td valign="top" align="center">0.516</td>
<td valign="top" align="center">0.345</td>
</tr>
<tr>
<td valign="top" align="left">&#x003C6;&#x0002B;20%</td>
<td valign="top" align="center">2</td>
<td valign="top" align="center">0.0265</td>
<td valign="top" align="center">0.384</td>
<td valign="top" align="center">0.548</td>
<td valign="top" align="center">0.358</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B4;&#x02212;20%</td>
<td valign="top" align="center">2</td>
<td valign="top" align="center">0.0281</td>
<td valign="top" align="center">0.347</td>
<td valign="top" align="center">0.531</td>
<td valign="top" align="center">0.333</td>
</tr>
<tr>
<td valign="top" align="left">&#x003B4;&#x0002B;20%</td>
<td valign="top" align="center">2</td>
<td valign="top" align="center">0.0262</td>
<td valign="top" align="center">0.383</td>
<td valign="top" align="center">0.534</td>
<td valign="top" align="center">0.367</td>
</tr></tbody>
</table>
<table-wrap-foot>
<p>ACER, average cost-effectiveness ratio.</p>
</table-wrap-foot>
</table-wrap>
</sec>
</sec>
<sec id="s7">
<label>7</label>
<title>Discussion and conclusion</title>
<p>We have formulated and analyzed a five-compartment model of university student absenteeism that represents latency and two grades of absence simultaneously, with a graded force of infection and a direct relapse pathway. The closed-form threshold number (<xref ref-type="disp-formula" rid="EQ9">Equation 8</xref>) reduces to neither of the expressions obtained by Adu et al. [<xref ref-type="bibr" rid="B6">6</xref>] or Teklu and Terefe [<xref ref-type="bibr" rid="B20">20</xref>], and decomposes interpretably into stagewise contributions. We proved that its denominator is positive for all admissible parameters (Lemma 2), that it increases strictly with relapse (Proposition 1), and that the persistent equilibrium is unique whenever it exists, so the bifurcation is forward (Theorem 1). Global stability of the absenteeism-free equilibrium was established by an explicit Lyapunov function derived from the left Perron eigenvector rather than constructed by inspection (Theorem 3).</p>
<p>Three substantive findings emerge. First, within the assumed parameter configuration, the model identifies the transition out of occasional absence as the point of greatest leverage: the early re-engagement rate carries the largest protective PRCC and local sensitivity index, while remediation alone is the weakest single-control strategy in the simulations. This result should be interpreted as a structural and model-based finding rather than as an empirically established ranking of real university interventions. Second, higher relapse after re-engagement increases the absenteeism threshold, indicating that the benefits of re-engagement are less durable when students return quickly to occasional absence. This result should be understood as a consequence of the modeled relapse pathway rather than as evidence that re-engagement interventions are themselves harmful. Third, under the assumed parameter configuration, the duration of the latent phase has comparatively little influence on the threshold, whereas interruption of progression from exposure to active absenteeism exerts a substantially stronger effect.</p>
<p>The intervention comparisons should also be interpreted within the scope of the outcomes represented in the model. The present framework evaluates intervention benefits mainly through reductions in absenteeism and transitions between attendance states. It does not capture other potential benefits of attendance monitoring, counseling, preventive communication, or academic support, such as improved motivation, student engagement, retention, wellbeing, or access to support services. Consequently, a strategy that appears less effective in reducing absenteeism within the model may still provide important educational or psychosocial benefits that are not represented by the present state variables.</p>
<sec>
<label>7.1</label>
<title>Limitations</title>
<p>The most serious limitation is that no empirical attendance data were used: all parameters in <xref ref-type="table" rid="T3">Table 3</xref> are assumed, and the numerical results are therefore illustrative of the model&#x00027;s behavior rather than estimates for any real cohorts. A further theoretical limitation is that global asymptotic stability of the absenteeism-persistent equilibrium has not been established analytically. Although local stability was verified numerically for all 4,935 sampled parameter configurations satisfying the persistence condition, this constitutes numerical evidence rather than a global stability theorem. Consequently, the analysis does not establish that every admissible solution converges to the persistent equilibrium whenever the absenteeism threshold exceeds unity. Establishing such a result through an appropriate Lyapunov, graph-theoretic, or geometric method remains an important theoretical extension of the present model. The assumption of a constant cohort size is reasonable over 1 or 2 academic years but would need relaxing over longer horizons, as would the assumption of homogeneous mixing, which ignores programme, year-group, and residential structure. Transmission is taken to be time-invariant, whereas university attendance is strongly periodic across a semester; a time-dependent &#x003B2;(<italic>t</italic>) with a semester period would be a natural and, to our knowledge, unexplored extension. Finally, the cost weights are assumed rather than costed, which is why Section 6.2 is included and why we decline to rest any conclusion on the finer ACER ranking. The model also does not capture the full range of benefits that may arise from the interventions considered, since its evaluation is restricted mainly to absenteeism-related transitions and accumulated absence. Broader outcomes, including academic performance, engagement, retention, motivation, and wellbeing, remain outside the present framework.</p>
</sec>
<sec>
<label>7.2</label>
<title>Future work</title>
<p>Fitting &#x003B2;, &#x003BA;, &#x003B4;, and &#x003B3;<sub>1</sub> to attendance registers from a Ghanaian university, with confidence intervals propagated through to the cost-effectiveness ratios, would convert the present illustrative results into estimates. Such empirical calibration would parallel recent developments in dynamical modeling in which model parameters and trajectories are evaluated against observed population data instead of being based exclusively on assumed parameter values [<xref ref-type="bibr" rid="B27">27</xref>, <xref ref-type="bibr" rid="B28">28</xref>]. Beyond this, a saturated incidence of the form &#x003B2;(&#x003B8;<italic>E</italic>&#x0002B;<italic>A</italic>&#x0002B;&#x003C3;<italic>C</italic>)/(1&#x0002B;&#x003B1;(<italic>A</italic>&#x0002B;<italic>C</italic>)) would relax the assumption that influence scales linearly with prevalence and could admit backward bifurcation, which the present formulation excludes; and a fourth control acting directly on &#x003C6; would allow retention to be costed against the other three. The present model therefore provides theoretical support for the hypothesis that detecting and responding to absenteeism while it remains occasional may offer greater leverage than intervention initiated only after absenteeism becomes habitual. It also indicates that the effectiveness of re-engagement depends partly on limiting subsequent relapse. Because the model has not yet been calibrated to empirical attendance data, these findings should be interpreted as theoretically derived and numerically illustrated propositions that require validation using longitudinal university attendance records. An important theoretical direction is to establish conditions for global asymptotic stability of the absenteeism-persistent equilibrium when the threshold exceeds unity. The numerical evidence reported in Section 5.4 suggests a stable persistent state throughout the parameter region examined, but an analytical result is still required. Future work may investigate whether the graph-theoretic Lyapunov framework of Shuai and van den Driessche [<xref ref-type="bibr" rid="B23">23</xref>], the geometric approach associated with Li&#x02013;Muldowney-type methods, or another suitable Lyapunov construction can establish global convergence for the present five-dimensional system.</p>
</sec>
</sec>
</body>
  <back xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance">

<sec sec-type="author-contributions" id="s9">
<title>Author contributions</title>
<p>FB: Formal analysis, Methodology, Writing &#x02013; review &#x00026; editing, Software, Validation, Visualization. EL: Conceptualization, Formal analysis, Methodology, Writing &#x02013; review &#x00026; editing, Writing &#x02013; original draft.</p>
</sec>
<sec sec-type="COI-statement" id="conf1">
<title>Conflict of interest</title>
<p>The author(s) declared that this work was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec sec-type="ai-statement" id="s11">
<title>Generative AI statement</title>
<p>The author(s) declared that Generative AI was not used in the creation of this manuscript.</p>
<p>Any alternative text (alt text) provided alongside figures in this article has been generated by Frontiers with the support of artificial intelligence and reasonable efforts have been made to ensure accuracy, including review by the authors wherever possible. If you identify any issues, please contact us.</p>
</sec>
<sec sec-type="disclaimer" id="s12">
<title>Publisher&#x00027;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
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<mixed-citation publication-type="journal"><person-group person-group-type="author"><name><surname>Jiru</surname> <given-names>MT</given-names></name> <name><surname>Kumaravel</surname> <given-names>SK</given-names></name></person-group>. <article-title>A memory-driven pneumonia dynamics model validated against Ethiopian mortality data: a fractional-order differential equation framework</article-title>. <source>Sci Rep.</source> (<year>2026</year>) <volume>16</volume>:<fpage>21201</fpage>. doi: <pub-id pub-id-type="doi">10.1038/s41598-026-56464-y</pub-id><pub-id pub-id-type="pmid">42259911</pub-id></mixed-citation>
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<label>28.</label>
<mixed-citation publication-type="journal"><person-group person-group-type="author"><name><surname>Jiru</surname> <given-names>MT</given-names></name> <name><surname>Kumaravel</surname> <given-names>SK</given-names></name></person-group>. <article-title>Memory effects in tuberculosis&#x02013;pneumonia co-dynamics: a Caputo fractional-order difierential equation framework validated against Ethiopian data</article-title>. <source>Discover Appl Sci</source>. (<year>2026</year>) s42452-026-09294-6. doi: <pub-id pub-id-type="doi">10.1007/s42452-026-09294-6</pub-id></mixed-citation>
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<fn-group>
<fn fn-type="custom" custom-type="edited-by" id="fn0001">
<p>Edited by: <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1384914/overview">Haitao Song</ext-link>, Shanxi University, China</p>
</fn>
<fn fn-type="custom" custom-type="reviewed-by" id="fn0002">
<p>Reviewed by: <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/721057/overview">Fahad Al Basir</ext-link>, Asansol Girls&#x00027; College, India</p>
<p><ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/2576109/overview">Mideksa Tola Jiru</ext-link>, Arsi University, Ethiopia</p>
</fn>
</fn-group>

    <sec sec-type="data-availability">
      <title>Data Availability</title>
      <p>Source code and data are available at a public repository; the link is provided in the Methods section.</p>
      <p>Demonstration content: the full text of this article is adapted from “Modeling the spread and mitigation of absenteeism among university students: a stage-structured compartmental approach with optimal control” by Boateng and colleagues (Frontiers in Applied Mathematics and Statistics, 2026; https://doi.org/10.3389/fams.2026.1981280), which is available under a Creative Commons license (https://creativecommons.org/licenses/by/4.0/).</p>
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